ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/02/2015 | 2014/1200rev | 2015 Work Programme | Planning reporting budget | Reference | PDF 392.74 KB |
The European Securities and Markets Authority (ESMA) has published its revised Work Programme for 2015. The revised programme, based on an approved budget of €33,601,402 and 137 Establishment Plan posts following the adoption of the EU Budget, sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. | |||
| 10/10/2014 | JC/2014/74 | 2015 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 241.51 KB |
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| 28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
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| 28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
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| 10/12/2015 | 2015/1861 | 2015-1861 Steven Maijoor- AGEFI keynote speech 10 Dec 2015 | Speech | PDF 266.99 KB |
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| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
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| 25/02/2016 | 2016 Calendar | 2016 Calendar of the Chair and Executive Director of ESMA | Corporate Information | Reference | PDF 255.52 KB |
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| 10/02/2016 | 2016-202 | 2016 Regulatory Work Programme | Planning reporting budget | Reference | PDF 43.36 KB |
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| 11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
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| 10/02/2016 | 2015-1475rev | 2016 Work Programme | Planning reporting budget | Reference | PDF 422.38 KB |
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| 05/10/2015 | JC/2015/055 | 2016 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 249.68 KB |
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| 05/10/2015 | JC/2015/055 | 2016 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 249.68 KB |
The Joint Committee of the European Supervisory Authorities in 2016 will continue to prioritise consumer protection – in particular the work on Packaged Retail and Insurance-based Investment Products (PRIIPs), and cross-sectoral risk analysis. Moreover, it will proceed with the joint regulatory work already underway in areas such as anti-money laundering, financial conglomerates and securitisation while being prepared to address any new developments in the European regulatory field if necessary. | |||
| 22/12/2016 | 2016/1617 | 2016-1617 Comment Letter to EFRAG IFRS 16 Preliminary Consultation | IFRS Supervisory Convergence | Letter | PDF 113.55 KB |
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| 05/01/2017 | 2016/1621 | 2016-1621 ESMA letter to EC on postponement of ESEF RTS | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 87.44 KB |
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| 20/12/2016 | 2016/1660 | 2016-1660 Comment letter to EFRAG on the Draft endorsement advice on Amendments on IFRS 4 | IFRS Supervisory Convergence | Letter | PDF 92.19 KB |
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| 16/12/2016 | 2016/1662 | 2016-1662 Competition & Choice in the Credit Rating Industry | Credit Rating Agencies | Report | PDF 1.22 MB |
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| 21/12/2016 | 2016/1668 | 2016-1668 ESMA feedback statement on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Report | PDF 6.98 MB |
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| 16/12/2016 | 2016/1669 | 2016-1669 Q&A on AIFMD | Fund Management | Q&A | PDF 436.68 KB |
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| 19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |
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| 21/12/2016 | 2016/1682 | 2016-1682 Press Release on Feedback Statement on ESEF | Corporate Disclosure, European Single Electronic Format, Press Releases, Transparency | Press Release | PDF 225.03 KB |