ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/06/2006 | 06-301 | Feedback statement- CESR’s guidelines to simplify the notification procedure of UCITS | CESR Archive | CESR Document | PDF 210.64 KB |
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| 05/07/2006 | 06-293 | Feedback statement- Storage of regulated information and filing of regulated information | CESR Archive | CESR Document | PDF 94.11 KB |
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| 06/07/2006 | 06-328 | Letter from the EU Commission regarding Annual Reports on Credit Rating Agencies, and CESR's answer | CESR Archive | Letter | PDF 1.34 MB |
These documents are included in 06-220, however, they are added here seperately for ease of reference. | |||
| 02/08/2006 | 06-287b | Feedback statement- CESR Mediation Mechanism | CESR Archive | CESR Document | PDF 172.93 KB |
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| 02/10/2006 | 3L3 Cross Border | Letter from the Chairs of CEBS, CESR and CEIOPS to Commissioner McCreevy in respect of the Commission's proposals on Cross Border Consolidation. | CESR Archive | Letter | PDF 385.98 KB |
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| 17/11/2006 | EC G3 D(2006) 8626 | Letter from the European Commission- Request for initial assistance on non-equities markets transparency | CESR Archive | Letter | PDF 29.3 KB |
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| 09/02/2007 | 06-552c | CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive | CESR Archive | CESR Document | PDF 76.94 KB |
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| 09/02/2007 | 07-085 | Feedback statement- CESR's Level 3 Recommendations on the List of minimum records under Article 51(3) of the MiFID Implementing Directive | CESR Archive | CESR Document | PDF 112.65 KB |
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| 09/02/2007 | 07-043 | CESR's Level 3 Guidelines and recommendations on Publication and Consolidation of markets data | CESR Archive | CESR Document | PDF 174.96 KB |
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| 09/02/2007 | 07-086 | Feedback statement- CESR's Level 3 Guidelines and recommendations on Publication and Consolidation of markets data | CESR Archive | CESR Document | PDF 109.6 KB |
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| 19/03/2007 | 07-044 | CESR's guidelines concerning eligible assets for investment by UCITS | CESR Archive | CESR Document | PDF 131.42 KB |
CESR publishes today its final Level 3 guidelines on eligible assets of UCITS (Ref. CESR/07-044). These guidelines complement the Level 2 implementing Directive adopted today by the European Commission (see http://eur-lex.europa.eu/en/index.htm) | |||
| 11/04/2007 | McCreevy 05/03/07 | Letter from Charlie McCreevy, Commissioner for the Internal Market, regarding standard forms for the notification of holdings of voting rights | CESR Archive | Letter | PDF 87.08 KB |
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| 29/05/2007 | 07-337 | Recommendations- The passport under MiFID | CESR Archive | CESR Document | PDF 129.31 KB |
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| 29/05/2007 | 07-318 | Feedback statement- The passport under MiFID | CESR Archive | CESR Document | PDF 118.71 KB |
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| 29/05/2007 | 07-321 | Feedback statement- Q&A on Best Execution | CESR Archive | CESR Document | PDF 130.66 KB |
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| 29/05/2007 | 07-228b | Recommendations- Inducements under MiFID | CESR Archive | CESR Document | PDF 161.88 KB |
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| 29/05/2007 | 07-316 | Feedback statement- CESR Level 3 Recommendations on Inducements under MiFID | CESR Archive | CESR Document | PDF 151.26 KB |
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| 29/05/2007 | 07-301 | Guidelines- CESR Level 3 Guidelines on MiFID Transaction reporting | CESR Archive | CESR Document | PDF 84.97 KB |
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| 29/05/2007 | 07-319 | Feedback statement- CESR Level 3 Guidelines on MiFID Transaction Reporting | CESR Archive | CESR Document | PDF 80.39 KB |
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| 12/07/2007 | 06-562b | Market Abuse Directive- Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market | CESR Archive | CESR Document | PDF 119.25 KB |
This guidance develops the common understanding amongst CESR Members of the following issues: - What constitutes inside information? - When is it legitimate to delay the disclosure of inside information? - When does information relating to a client's pending orders constitute inside information? - Insider lists in multiple jurisdictions This guidance is accompanied by a press release and a feedback statement. |