ESMA LIBRARY
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SMSG Advice X
Reset filterDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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13/04/2016 | 2016/SMSG/010 | SMSG Advice MAR Guidelines | Securities and Markets Stakeholder Group | SMSG Advice | PDF 152.68 KB |
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10/05/2016 | 2016/SMSG/011 | SMSG Advice on ESMA's DP on the validation and review of CRAs’ methodologies | Securities and Markets Stakeholder Group | SMSG Advice | PDF 75.25 KB |
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14/06/2016 | 2016/SMSG/014 | SMSG Position Paper on Supervisory Convergence | Securities and Markets Stakeholder Group | SMSG Advice | PDF 174.38 KB |
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16/12/2016 | 2016/SMSG/022 | SMSG Advice- Response to ESMA’s Consultation Paper on Draft technical standards under the Benchmarks Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 165.4 KB |
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17/01/2017 | 2016/SMSG/024 | SMSG Advice- Response to ESMA’s Consultation Paper on MiFID II product governance | Securities and Markets Stakeholder Group | SMSG Advice | PDF 202.01 KB |
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07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
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25/04/2017 | ESMA22-106-196 | Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions | Securities and Markets Stakeholder Group | SMSG Advice | PDF 144.22 KB |
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17/05/2017 | ESMA22-106-210 | SMSG Advice- Response to the Public Consultation on the Operations of the European Supervisory Authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 523.99 KB |
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22/06/2017 | ESMA22-106-264 | SMSG Advice- Own Initiative Report Product Intervention | Securities and Markets Stakeholder Group | SMSG Advice | PDF 1.08 MB |
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22/06/2017 | ESMA22-106-265 | SMSG Advice- Securities lending Report | Securities and Markets Stakeholder Group | SMSG Advice | PDF 141.55 KB |
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23/10/2017 | ESMA22-106-407 | SMSG Advice- Response to the Public Consultation on Prospectus Regulation Level 2 | Securities and Markets Stakeholder Group | SMSG Advice | PDF 165.79 KB |
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17/11/2017 | ESMA22-106-474 | SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 771.46 KB |
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19/03/2018 | ESMA22-106-911 | SMSG Advice- Response to ESMA’s Consultation Paper on draft regulatory technical standards under the new Prospectus Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 300.8 KB |
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04/04/2018 | ESMA 22-106-897 | SMSG comments on the Commission proposals regarding the operation of the ESAs’ Stakeholder Groups | Securities and Markets Stakeholder Group | SMSG Advice | PDF 120.92 KB |
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27/09/2018 | ESMA22-106-1301 | SMSG Advice on Sustainable Finance | Securities and Markets Stakeholder Group | SMSG Advice | PDF 855.07 KB |
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19/10/2018 | ESMA22-106-1338 | SMSG Advice- Own Initiative Report on Initial Coin Offerings and Crypto-Assets | Securities and Markets Stakeholder Group | SMSG Advice | PDF 1.52 MB |
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31/10/2018 | ESMA22-106-1353 | SMSG Advice Response to ESMA CP on non-significant benchmarks guidelines | Securities and Markets Stakeholder Group | SMSG Advice | PDF 141.37 KB |
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05/12/2018 | ESMA22-106-1591 | SMSG Advice- Response to Joint Consultation on PRIIPs KID | Securities and Markets Stakeholder Group | SMSG Advice | PDF 263.9 KB |
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06/09/2019 | ESMA22-961920 | SMSG response to surve on Short Termism | Securities and Markets Stakeholder Group | SMSG Advice | PDF 243.34 KB |
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18/09/2019 | ESMA22-106-1937 | SMSG Advice- Response to ESMA’s Consultation on cost of market data and consolidated tape | Securities and Markets Stakeholder Group | SMSG Advice | PDF 99.67 KB |