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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/03/2012 2012/BS/4 Board of Supervisors meeting on 20 December 2011 Reference PDF
258.17 KB
01/03/2012 2012/BS/5 Board of Supervisors meeting on 18 January 2012 Reference PDF
189.43 KB
24/04/2012 2012/MB/15 Management Board meeting on 13 February 2012 Reference PDF
204.36 KB
24/04/2012 2012/BS/29 Board of Supervisors meeting on 14 February 2012 Reference PDF
257.22 KB
26/04/2012 2012/270 Actual use of sanctioning powers under MAD Final Report PDF
1.55 MB
The report provides a comparison of the use of administrative sanctioning powers across 29 EEA Member States for 2008-2010.  The results of the report will provide input to the legislative process on the new market abuse regime.
26/04/2012 2012/272 ESMA identifies divergence in Member States’ use of sanctions under the Market Abuse Directive , Press Release PDF
179.91 KB
The European Securities and Markets Authority (ESMA) has published a report on the use of administrative and criminal sanctions by European Union (EU) national regulators under the Market Abuse Directive (MAD).  The report provides a comparison of the use of administrative sanctioning powers across 29 EEA Member States for 2008-2010.  The results of the report will provide input to the legislative process on the new market abuse regime.
24/05/2012 2012/330 ESMA finds high level of consistency in EU national regulators’ practices for the approval of investment prospectuses , Press Release PDF
177.71 KB
The European Securities and Markets Authority (ESMA) has published today “Prospectus Directive – Good Practices in the approval process“,  a peer review report on the application of regulatory good practices by national supervisory authorities - competent authorities (CA)  when approving investment prospectuses.The review was conducted using good practice criteria that ESMA developed on selected areas of the Prospectus Directive dealing with the approval process for investment prospectuses.  The prospectuses provide investors with easy to understand and relevant information on investment products.  Peer review reports on national regulators’ procedures contribute to ESMA’s objective of fostering supervisory convergence and achieving a level playing field between jurisdictions.
24/05/2012 2012/300 Prospectus Directive – Good Practices in the approval process Final Report PDF
467.38 KB
The European Securities and Markets Authority (ESMA) has published today “Prospectus Directive – Good Practices in the approval process“,  a peer review report on the application of regulatory good practices by national supervisory authorities - competent authorities (CA)  when approving investment prospectuses.The review was conducted using good practice criteria that ESMA developed on selected areas of the Prospectus Directive dealing with the approval process for investment prospectuses.  The prospectuses provide investors with easy to understand and relevant information on investment products.  Peer review reports on national regulators’ procedures contribute to ESMA’s objective of fostering supervisory convergence and achieving a level playing field between jurisdictions.
20/06/2012 2012/378 Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading Reference PDF
353.3 KB
This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience.
29/06/2012 2012/BS/46 Board of Supervisors meeting on 20 March 2012 Reference PDF
240.14 KB
29/06/2012 2012/BS/66 Board of Supervisors meeting on 17 April 2012 Reference PDF
251.54 KB
29/06/2012 2012/MB/28 Management Board meeting on 16 April 2012 Reference PDF
211.39 KB
25/07/2012 2012/478 ESMA MiFID database- description of webservice Reference PDF
123.71 KB
This document provides useful information for developers wanting to use the webservice provided in ESMA's MIFID databases.
27/08/2012 2012/BS/88 Amended rules of procedure for the BoS Reference PDF
156.75 KB
27/08/2012 2012/MB/46 Amended rules of procedure for the Managment Board Letter PDF
146.29 KB
12/09/2012 2012/571 Julie Galbo joins ESMA’s Management Board Press Release PDF
106.93 KB
15/11/2012 2012/MB/49 Summary of conclusions MB meeting 18/06/12 Reference PDF
150.35 KB
15/11/2012 2012/MB/50 Summary of conclusions MB meeting 23/07/12 Reference PDF
103.88 KB
15/11/2012 2012/MB/59 Summary of conclusions MB meeting 10/09/12 Reference PDF
207.41 KB
15/11/2012 2012/BS/96 Summary of conclusions BoS meeting 19/06/12 Reference PDF
302.09 KB