ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/03/2012 | 2012/197 hu | Az egyes strukturált ÁÉKBV-k kockázatának mérésére és teljes kitettségének számítására vonatkozó iránymutatások | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 274.08 KB |
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| 28/03/2012 | 2012/197 it | Guidelines sulla misurazione del rischio e sul calcolo dell’esposizione complessiva per taluni tipi di OICVM strutturati | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 265.68 KB |
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| 28/03/2012 | 2012/197 lt | Tam tikrų tipų struktūrizuotųjų KIPVPS rizikos vertinimo ir bendros rizikos apimties apskaičiavimo gairės | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 262.77 KB |
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| 28/03/2012 | 2012/197 lv | Pamatnostādnes par riska novērtēšanu un vispārējā riska aprēķināšanu dažu veidu strukturētiem PVKIU | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 270.71 KB |
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| 28/03/2012 | 2012/197 mt | Linji gwida dwar il-kejl tar-riskji u l-kalkolazzjoni tal-espożizzjoni globali għal ċerti tipi ta’ UCITS strutturati | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 272.33 KB |
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| 28/03/2012 | 2012/197 nl | Richtsnoeren voor risicometing en de berekening van het totale risico voor bepaalde types gestructureerde icbe’s | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 267.84 KB |
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| 28/03/2012 | 2012/197 pl | Wytyczne w sprawie pomiaru ryzyka i obliczania ogólnego narażenia na ryzyko w odniesieniu do niektórych rodzajów UCITS strukturyzowanych | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 272.91 KB |
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| 28/03/2012 | 2012/197 pt | Orientações relativas à avaliação do risco e ao cálculo da exposição global de determinados tipos de OICVM estruturados | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 268.55 KB |
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| 28/03/2012 | 2012/197 ro | Ghid privind măsurarea riscului şi calcularea expunerii globale pentru anumite tipuri de OPCVM-uri structurate | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 267.6 KB |
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| 28/03/2012 | 2012/197 sk | Usmernenia o meraní rizika a výpočte celkového rizika pre určité typy štruktúrovaných PKIPCP | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 272.43 KB |
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| 28/03/2012 | 2012/197 sl | Smernice o merjenju tveganj in izračunu skupne izpostavljenosti za nekatere vrste strukturiranih UCITS skladov | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 267.01 KB |
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| 28/03/2012 | 2012/197 sv | Riktlinjer om riskbedömning och beräkning av total exponering i vissa typer av strukturerade fondföretag | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 265.15 KB |
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| 28/06/2012 | 2012/406 | Draft Guidelines on sound remuneration policies under the AIFMD | Fund Management | Consultation Paper | PDF 1.03 MB |
Annex II of the AIFMD establishes a set of rules (largely inspired from the provisions of Directive 2006/48/EC, the “CRD”) with which AIFMs have to comply when establishing and applying the remuneration policies for certain categories of their staff. Article 13(2) of the AIFMD requires ESMA to develop guidelines on sound remuneration policies which comply with Annex II of the AIFMD. This consultation paper represents the first step in the elaboration of the guidelines on remuneration policies required by the AIFMD and sets out ESMA’s formal proposals for these guidelines.Responses to this consultation paper will be taken into account by ESMA in finalising the guidelines on sound remuneration policies under the AIFMD. In finalising the guidelines, ESMA will also take into account the development of its work on the separate set of guidelines, which will be complementary to the CEBS Guidelines, focused on remuneration policies of investment firms from an investor protection point of view, for which a separate consultation paper will be published at the end of Q3 2012. ESMA aims to adopt the final text of the guidelines on sound remuneration policies under the AIFMD in Q4 2012. | |||
| 28/06/2012 | 2012/441 | ESMA proposes remuneration guidelines for alternative investment fund managers | Fund Management, Press Releases | Press Release | PDF 183.45 KB |
The European Securities and Markets Authority (ESMA) has published today a consultation paper on proposed Guidelines on remuneration of alternative investment fund managers (AIFMs). ESMA’s future guidelines will apply to managers managing alternative investment funds (AIFs) including hedge funds, private equity funds and real estate funds. These funds will be asked to introduce sound and prudent remuneration policies and structures with the aim of increasing investor protection and avoiding conflicts of interest that may lead to excessive risk taking. | |||
| 25/07/2012 | 2012/474 | Report and consultation paper on guidelines on ETFs and other UCITS issues | Fund Management | Final Report | PDF 728.1 KB |
This paper sets out ESMA’s guidelines on ETFs and other UCITS issues. The guidelines are adapted to the type of UCITS, management technique or financial instrument in question and are detailed in Annex III of the documentThis document also sets out in Annex IV a public consultation on the treatment of repo and reverse repo arrangements on which ESMA is seeking feedback from stakeholders. The feedback to this further consultation will be used by ESMA to finalise its position on this specific issue, which will be incorporated into the rest of the guidelines already adopted by the Authority (cf. Annex III of this document). | |||
| 25/07/2012 | 2012/475 | ESMA publishes ETF guidelines and consults on repo arrangements | Fund Management, Press Releases | Press Release | PDF 119.34 KB |
The European Securities and Markets Authority (ESMA) has today published guidelines on Exchange-Traded Funds (ETFs) and other UCITS issues. These guidelines will apply to national securities markets regulators and UCITS management companies.ESMA is also seeking views on the appropriate treatment of repo and reverse repo arrangements in the context of the guidelines on ETFs and other UCITS issues. | |||
| 20/11/2012 | 2012/721 | Opinion on Article 50(2)(a) of the UCITS Directive | Fund Management | Opinion | PDF 81.31 KB |
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| 03/12/2012 | 2012/798 | EU and Swiss regulators to co-operate on cross-border supervision of alternative investment funds | Fund Management, Press Releases | Press Release | PDF 319.88 KB |
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| 04/12/2012 | 2012/722 | Guidelines on repurchase and reverse repurchase agreements | Fund Management | Final Report | PDF 339.57 KB |
The European Securities and Markets Authority (ESMA) has today published its final guidelines on repurchase and reverse repurchase agreements for UCITS funds. The guidelines state that UCITS should only enter into such agreements if they are able to recall at any time any assets or the full amount of cash. |
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| 04/12/2012 | 2012/801 | ESMA finalises guidelines on repo arrangements for UCITS funds | Fund Management, Press Releases | Press Release | PDF 105.28 KB |
Date: 04 December 2012ESMA/2012/801PRESS RELEASEESMA finalises guidelines on repo arrangements for UCITS fundsThe European Securities and Markets Authority (ESMA) has today published its final guidelines on repurchase and reverse repurchase agreements for UCITS funds. The guidelines state that UCITS should only enter into such agreements if they are able to recall at any time any assets or the full amount of cash.Key elements of the guidelines are:• For repurchase arrangements, UCITS should be able to recall at any time the assets subject to such arrangements; • For reverse repurchase agreements, UCITS should be able to recall at any time the full amount of cash on either an accrued or a mark-to-market basis. However, when cash is recalled on a mark-to-market basis, the mark-to-market value of the reverse repurchase agreements should be used for the calculation of the net asset value of the UCITS; and• ESMA considers fixed-term repurchase and reverse repurchase agreements that do not exceed seven days as arrangements that allow the assets to be recalled at any time by the UCITS.The guidelines will now be translated into all EU languages and will be incorporated into ESMA’s Guidelines on ETFs and other UCITS issues, published in July 2012. The full set of guidelines will enter into force two months after the publication of the translations. This will result in a comprehensive framework for UCITS that will increase transparency and investor protection and contributes to safeguarding the stability of financial markets. Notes for editors1. ESMA is an independent EU Authority that was established on 1 January 2011 and works closely with the other European Supervisory Authorities responsible for banking (EBA), and insurance and occupational pensions (EIOPA), and the European Systemic Risk Board (ESRB).2. ESMA’s mission is to enhance the protection of investors and promote stable and well-functioning financial markets in the European Union (EU). As an independent institution, ESMA achieves this aim by building a single rule book for EU financial markets and ensuring its consistent application across the EU. ESMA contributes to the regulation of financial services firms with a pan-European reach, either through direct supervision or through the active co-ordination of national supervisory activity.Further information:David CliffeSenior Communications Officer Tel: +33 (0)1 58 36 43 24 Mob: +33 6 42 48 29 06Email: press@esma.europa.eu |