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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/06/2014 2014 Joint ESA Consumer Protection Day- Programme , Reference PDF
229.12 KB
30/06/2014 2014/726 Enhanced protection for retail investors: MiFID II and MiFIR Reference PDF
559.7 KB
Changes are being made to a key piece of European law whose purpose is to protect you when you buy or invest in financial products. The Markets in Financial Instruments Directive (MiFID) is being updated and strengthened in some important areas and will be known as MiFID II. MiFID is central to the regulation of financial markets in the European Union. It regulates the provision of investment services in financial instruments (such as shares, bonds, derivatives and various structured products) by banks and investment firms, and the operation of traditional stock exchanges and alternative trading venues. One of its core objectives is to ensure a high degree of harmonised protection for investors in financial instruments. We highlight some of the more important changes taking place to MiFID which we think are most relevant to you as a retail investor.
20/08/2014 2014/1089 Final annual accounts of ESMA for 2013 Reference PDF
789.56 KB
20/08/2014 2014/1090 Report on Budgetary and Financial Management for 2013 Reference PDF
411.2 KB
18/02/2015 2015/327 ESMA Budget for 2015 Reference PDF
144.21 KB
23/02/2015 2014/1200rev 2015 Work Programme Reference PDF
392.74 KB
The European Securities and Markets Authority (ESMA) has published its revised Work Programme for 2015. The revised programme, based on an approved budget of €33,601,402 and 137 Establishment Plan posts following the adoption of the EU Budget, sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision.
25/03/2015 2015/277 ESMA 2015 Regulatory Work Programme Reference PDF
99.38 KB
02/07/2015 2015/MB/38 Final accounts 2014 of the European Securities and Market Authority Reference PDF
1.09 MB
14/09/2015 2015/1381 Annex to the Statement by Steven Maijoor ESAs Joint Committee- ECON Hearing 14 September 2015 , Reference PDF
253.1 KB
10/02/2016 2015-1475rev 2016 Work Programme Reference PDF
422.38 KB
10/02/2016 2016-202 2016 Regulatory Work Programme Reference PDF
43.36 KB
03/03/2016 2016/342 ESMA budget for 2016 Reference PDF
104.19 KB
04/04/2016 2016/218 ToR Audit Working Group Reference PDF
113.35 KB
04/04/2016 2016/226 ToR ITMG Reference PDF
116.21 KB
23/09/2016 2016/1392 Annex to ECON Hearing Statement by Steven Maijoor, ESMA Chair Reference PDF
438.02 KB

The Annex contains key facts and figures about ESMA's activity over the last 12 months.

11/10/2016 2016/1419 ESMA 2017 Work Programme , Reference PDF
559.05 KB
11/10/2016 2016/202 rev1 ESMA 2016 Regulatory Work Programme , Reference PDF
227.41 KB
23/01/2017 ESMA63-43-485 ESMA Budget 2017 , , Reference PDF
191.97 KB
27/01/2017 ESMA20-839860843-411 2017 Regulatory Work Programme , Reference PDF
80.05 KB
13/09/2017 ESMA43-318-1079 Warning- Unauthorised use of ESMA’s identity and logo , Reference PDF
241.2 KB