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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/10/2016 2016/202 rev1 ESMA 2016 Regulatory Work Programme , Reference PDF
227.41 KB
11/10/2016 2016/1458 ESMA to focus on supervisory convergence issues in 2017 , , , Press Release PDF
230.38 KB

The European Securities and Markets Authority (ESMA) has published its 2017 Work Programme which sets out its priorities and areas of focus for 2017 in support of its mission to enhance investor protection and promote stable and orderly financial markets.

The programme reflects the shift in focus of ESMA’s work, from building the single rulebook, towards ensuring its consistent application across the European Union (EU), as outlined in its 2016-2020 Strategic Orientation. The key areas of focus under ESMA’s activities of supervisory convergence, assessing risks, single rulebook and direct supervision will be:

  • Converging supervisory practices on the implementation of MiFIDII/MiFIR ;
  • Focusing on data quality;
  • Level 2 work on the Benchmarks Regulation and on various initiatives under the umbrella of the Capital Markets Union; and
  • Directly supervising credit rating agencies (CRA) and trade repositories (TR), with a particular focus on their ancillary activities given the trend of combining ancillary and core services.
23/01/2017 ESMA63-43-485 ESMA Budget 2017 , , Reference PDF
191.97 KB
27/01/2017 ESMA20-839860843-411 2017 Regulatory Work Programme , Reference PDF
80.05 KB
05/04/2017 ESMA31-54-435 Report on shareholder identification and communication systems , Report PDF
1.09 MB
14/06/2017 ESMA20-95-590 Annual Report 2016 , , Annual Report PDF
2.94 MB

Corrigendum - date on the letter of assurance from the Executive Director on p81 had inadvertently been dated 14 June 2017, when the letter was signed on 2 June 2017. The date has been amended accordingly

03/07/2017 ESMA31-62-746 EEA prospectus activity in 2016 , Report PDF
475.66 KB
20/07/2017 MoU ESMA SEBI MoU on CCPs between ESMA and SEBI , Reference PDF
425.15 KB
29/09/2017 ESMA71-99-602 ESMA appoints new chairs to Standing Committees , , , , , , , Statement PDF
143.69 KB
05/10/2017 ESMA20-95-619 2018 Work Programme , Report PDF
533.61 KB
06/10/2017 ESMA65-316-2640 Delegation Agreements Overview Reference PDF
213.43 KB
06/10/2017 ESMA/2015/BS/175 Delegation Agreement Reference PDF
359.63 KB
06/10/2017 ESMA/2015/BS/176 A Amendment 2 to the Delegation Agreement- Option A rev1.1 Reference PDF
178.72 KB
06/10/2017 ESMA/2015/BS/176 B Amendment 2 to the Delegation Agreement- Option B rev 1.1 Reference PDF
178.86 KB
06/10/2017 ESMA65-12-1866 Annex 1.1.A- Description of Tasks (FIRDS Project) Reference PDF
256.71 KB
06/10/2017 ESMA65-12-1867 Annex 1.1.B- Description of Tasks (FIRDS Project) Reference PDF
258.14 KB
06/10/2017 ESMA65-12-1929 Annex 2.1- Project Presentation Document (FIRDS Project) Reference PDF
966.34 KB
06/10/2017 ESMA65-12-1864 Annex 4.1- Financial contributions (FIRDS Project) Reference PDF
262.05 KB
06/10/2017 ESMA65-316-2651 Annex 3.1- Instruments SLA Reference PDF
299.44 KB
06/10/2017 ESMA65-12-1931 Annex 4.3- Financial contributions (TRACE Project) Reference PDF
253 KB