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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
17/12/2012 2011/188 LV Sadarbība, ietverot deleģējumu, starp EVTI, kompetentajām iestādēm un nozares kompetentajām iestādēm saskaņā ar Regulu (ES) Nr. 513/2011 par kredītreitingu aģentūrām Guidelines & Recommendations PDF
237.14 KB
Sadarbība, ietverot deleģējumu, starp EVTI, kompetentajām iestādēm un nozares kompetentajām iestādēm saskaņā ar Regulu (ES) Nr. 513/2011 par kredītreitingu aģentūrām
17/12/2012 2011/188 MT Kooperazzjoni inkluż delegazzjoni bejn l-ESMA, l-awtoritajiet kompetenti u l-awtoritajiet kompetenti settorjali skont ir-Regolament (UE) Nru 513/2011 dwar l-aġenziji tal-klassifikazzjoni tal-kreditu Guidelines & Recommendations PDF
216.23 KB
Kooperazzjoni inkluż delegazzjoni bejn l-ESMA, l-awtoritajiet kompetenti u l-awtoritajiet kompetenti settorjali skont ir-Regolament (UE) Nru 513/2011 dwar l-aġenziji tal-klassifikazzjoni tal-kreditu
17/12/2012 2011/188 NL Samenwerking, met inbegrip van delegatie, tussen de ESMA, de bevoegde autoriteiten en de sectorale bevoegde autoriteiten krachtens Verordening (EU) nr. 513/2011 inzake ratingbureaus Guidelines & Recommendations PDF
187.8 KB
Samenwerking, met inbegrip van delegatie, tussen de ESMA, de bevoegde autoriteiten en de sectorale bevoegde autoriteiten krachtens Verordening (EU) nr. 513/2011 inzake ratingbureaus
17/12/2012 2011/188 PL Współpraca i przekazywanie zadań pomiędzy Europejskim Urzędem Nadzoru Giełd i Papierów Wartościowych, właściwymi organami i właściwymi organami sektorowymi na mocy rozporządzenia (UE) nr 513/2011 w sprawie agencji ratingowych Guidelines & Recommendations PDF
209.89 KB
Współpraca i przekazywanie zadań pomiędzy Europejskim Urzędem Nadzoru Giełd i Papierów Wartościowych, właściwymi organami i właściwymi organami sektorowymi na mocy rozporządzenia (UE) nr 513/2011 w sprawie agencji ratingowych
17/12/2012 2011/188 PT Cooperação incluindo delegação entre a ESMA, as autoridades competentes e as autoridades competentes sectoriais ao abrigo do Regulamento (UE) n.º 513/2011 relativo às agências de notação de risco Guidelines & Recommendations PDF
226.61 KB
Cooperação incluindo delegação entre a ESMA, as autoridades competentes e as autoridades competentes sectoriais ao abrigo do Regulamento (UE) n.º 513/2011 relativo às agências de notação de risco
17/12/2012 2011/188 RO Cooperarea între AEVMP, autorităţile competente şi autorităţile sectoriale competente, inclusiv delegarea de sarcini, în temeiul Regulamentului (UE) nr. 513/2011 privind agenţiile de rating de credit Guidelines & Recommendations PDF
205.42 KB
Cooperarea între AEVMP, autorităţile competente şi autorităţile sectoriale competente, inclusiv delegarea de sarcini, în temeiul Regulamentului (UE) nr. 513/2011 privind agenţiile de rating de credit
17/12/2012 2011/188 SK Spolupráca medzi orgánom ESMA, príslušnými orgánmi a príslušnými odvetvovými orgánmi vrátane delegovania podľa nariadenia (EÚ) č. 513/2011 o ratingových agentúrach Guidelines & Recommendations PDF
205.77 KB
Spolupráca medzi orgánom ESMA, príslušnými orgánmi a príslušnými odvetvovými orgánmi vrátane delegovania podľa nariadenia (EÚ) č. 513/2011 o ratingových agentúrach
17/12/2012 2011/188 SL Sodelovanje, vključno s prenosom nalog, med organom ESMA, pristojnimi organi in pristojnimi področnimi organi na podlagi Uredbe (EU) št. 513/2011 o bonitetnih agencijah Guidelines & Recommendations PDF
188.38 KB
Sodelovanje, vključno s prenosom nalog, med organom ESMA, pristojnimi organi in pristojnimi področnimi organi na podlagi Uredbe (EU) št. 513/2011 o bonitetnih agencijah
17/12/2012 2011/188 SV Samarbete, inbegripet delegering, mellan Esma, behöriga myndigheter och behöriga sektorsmyndigheter enligt förordning (EU) nr 513/2011 om kreditvärderingsinstitut Guidelines & Recommendations PDF
179.31 KB
Samarbete, inbegripet delegering, mellan Esma, behöriga myndigheter och behöriga sektorsmyndigheter enligt förordning (EU) nr 513/2011 om kreditvärderingsinstitut
05/07/2011 2011/202 Keynote speech of Steven Maijoor, Chair of ESMA, at the IFRS Conference Speech PDF
43.41 KB
06/07/2011 2011/203 "The European Fund Industry Paradigm: Combining Long Term Investment Horizons and Risk Profiles" Opening speech by Steven Maijoor, Chair of ESMA, at the Paris EUROPLACE Financial Forum- 6 July 2011 Speech PDF
35.65 KB
06/07/2011 2011/203 The European Fund Industry Paradigm , Speech PDF
35.65 KB

The European Fund Industry Paradigm: Combining Long Term Investment Horizons and Risk Profiles Opening speech by Steven Maijoor, Chair of ESMA, at the Paris EUROPLACE Financial Forum - 6 July 2011

28/09/2011 2011/320 Keynote speech by Verena Ross, Executive Director of ESMA, at the London AIMA Annual Conference, 22 September 2011 Speech PDF
53.1 KB
29/09/2011 2011/322 Speech- Market Transparency – Does it prevent crisis?- by Steven Maijoor, Chair of ESMA Speech PDF
50.34 KB
12/10/2011 2011/340 Keynote Speech by Verena Ross, Executive Director of ESMA, at the City of London Brussels Annual Reception, 11 October 2011 Speech PDF
40.03 KB
29/11/2011 2011/404 Speech by Steven Maijoor, Chair of ESMA, at the EFAMA Investment Management Forum, 29 November 2011 Speech PDF
70.21 KB
22/12/2011 2011/456 Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines & Recommendations PDF
407 KB

This is the final report. The guidelines along with the translations are published separately.

23/03/2011 2011/81 Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive , , Guidelines & Recommendations PDF
593.19 KB
24/02/2012 2012/122 Guidelines- Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities , Guidelines & Recommendations PDF
1006.44 KB

ESMA Board of Supervisors (the BoS) has decided on the 26 September 2018 to withdraw the guidelines on “Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities”. The guidelines were issued by ESMA, in February 2012, to ensure a common, uniform and consistent application of MiFID and MAD. The BoS decision to withdraw the guidelines is based on the subject matter being fully incorporated into MiFID II, MAR, and relevant delegated acts.

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15/03/2012 2012/195 Keynote speech by Steven Maijoor, Chair of ESMA, at the EVCA Investors’ Forum Speech PDF
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This speech was given at the EVCA Investors’ Forum in Geneva on 15 March 2012