ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/01/2022 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
398.17 KB
27/07/2021 ESMA31-62-1258 Q&As on the Prospectus Regulation Q&A PDF
814.87 KB
20/05/2022 ESMA35-42-1088 Q&A on the European crowdfunding service providers for business Regulation Q&A PDF
279.38 KB
11/04/2019 ESMA31-62-780 Q&A on Prospectus Related Topics , , , , , , Q&A PDF
957.9 KB
29/05/2007 07-320 Q&A on Best Execution Q&A PDF
578.51 KB
22/10/2007 07-672 Protocol on the supervision of branches under MiFID Reference PDF
228.7 KB
21/05/2008 08-363 Protocol on the operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading Reference PDF
89.79 KB
30/12/2010 09-172d Protocol on the Operation of CESR MiFID Database Reference PDF
127.16 KB
22/10/2007 07-317c Protocol on MiFID Passport Notifications- revised Reference PDF
266.6 KB
01/04/2007 07-070b Protocol of the Review Panel Reference PDF
58.25 KB
02/08/2006 06-286b Protocol for a CESR Mediation Mechanism Reference PDF
72.35 KB
24/08/2007 NVB-CRA NVB response Reference PDF
35.34 KB
09/03/2022 ESMA90-1-163 Multilateral Memorandum of Understanding on Cooperation for Information Sharing Regarding Participants in a Clearing or Settlement System , Reference PDF
630.61 KB
04/05/2005 05-335 Annex D Multilateral Memorandum of Understanding (MoU)- Annex D Reference PDF
33.29 KB
http://www.cesr-eu.org/data/document/05_335_Annex_D.pdf
04/05/2005 05-335 Annex C Multilateral Memorandum of Understanding (MoU)- Annex C Reference PDF
41.42 KB
04/05/2005 05-335 Annex A Multilateral Memorandum of Understanding (MoU)- Annex A Reference PDF
112.53 KB
http://www.cesr.eu/data/document/05_335_Annex_A.pdf
04/05/2005 05-335 Multilateral Memorandum of Understanding (MoU) Reference PDF
91.41 KB
http://www.cesr-eu.org/data/document/05_335.pdf
24/08/2007 MIS Moody's response Reference PDF
322.82 KB
05/02/2008 07-704c MiFID Level 3 Work Programme for 2008 Reference PDF
104.2 KB
20/10/2006 06-550b MiFID Level 3 Expert Group – 2006/2007 Work Programme Reference PDF
81.65 KB