ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
03/07/2009 09-681 Call for evidence- Fact finding exercise of the use in the European Union of ratings issued by third countries CRAs CESR Document PDF
3.34 MB
23/06/2009 09-446 CESR-ESCB recommendations for securities settlement systems and recommendations for central counterparties in the European Union CESR Document PDF
720.58 KB
23/06/2009 09-447 Feedback document to the consultations on the “draft ESCB-CESR recommendations for securities clearing and settlement systems and central counterparties in the EU” and the “draft recommendations for central counterparties as amended for OTC derivatives” b CESR Document PDF
151.49 KB
15/05/2009 09-220 Feedback statement- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market CESR Document PDF
238.16 KB
27/02/2009 09-178 Guidelines- Risk management principles for UCITS CESR Document PDF
113.6 KB
27/02/2009 09-100 Feedback statement- Risk management principles for UCITS CESR Document PDF
148.98 KB
18/12/2008 08-543b Guidelines for the prudential assessment of acquisitions and increases in holdings in the financial sector required by Directive 2007/44/EC CESR Document PDF
244.83 KB
19/11/2008 08-712 Feedback statement- CESR statement on Fair value measurement and related disclosures of financial instruments in illiquid markets CESR Document PDF
182.16 KB
16/10/2008 08-774 Feedback statement- Consultation on common understanding of the obligations imposed by European Regulation 1781/2006 on the information on the payer accompanying funds transfers to payment service providers of payees CESR Document PDF
61.53 KB
02/10/2008 07-044b CESR's guidelines concerning eligible assets for investment by UCITS CESR Document PDF
110.75 KB
24/09/2008 3L3 19/09 M&A Guidelines for the prudential assessment of Mergers and Acquisitions- slides presented at the open hearing on 19 September 2008 CESR Document PDF
237.02 KB
30/04/2008 3L3 IA guidelines Impact assessment guidelines for EU Lamfalussy level 3 committees CESR Document PDF
629.67 KB
30/04/2008 3L3 IA FS Feedback statement- Impact assessment guidelines for EU Lamfalussy level 3 Committees CESR Document PDF
170.64 KB
21/02/2008 08-066 Feedback statement- Call for evidence on the possible CESR level 3 work on the Transparency Directive CESR Document PDF
81.12 KB
15/02/2008 08-035 Feedback statement- CESR’s consultation on the content and form of Key Information Document disclosures for UCITS CESR Document PDF
349 KB
17/07/2007 07-434 Guidelines- Level 3 guidelines on the classification of hedge fund indices as financial indice CESR Document PDF
86.92 KB
17/07/2007 07-433 Feedback statement- Level 3 guidelines on the classification of hedge fund indices as financial indice CESR Document PDF
136.12 KB
12/07/2007 06-562b Market Abuse Directive- Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market CESR Document PDF
119.25 KB
This guidance develops the common understanding amongst CESR Members of the following issues: - What constitutes inside information? - When is it legitimate to delay the disclosure of inside information? - When does information relating to a client's pending orders constitute inside information? - Insider lists in multiple jurisdictions This guidance is accompanied by a press release and a feedback statement.
12/07/2007 07-402 Feedback statement- MAD Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market CESR Document PDF
136.52 KB
29/05/2007 07-337 Recommendations- The passport under MiFID CESR Document PDF
129.31 KB