ESMA LIBRARY

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MiFID II: Transparency Calculations and DVC X Corporate Disclosure X Prospectus X Supervisory convergence X Risk Analysis & Economics - Markets Infrastructure Investors X Short Selling X Guidelines and Technical standards X Annual Report X Technical Advice X Compliance table X
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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation , , Compliance table PDF
267.48 KB
10/01/2019 ESMA71-99-1081 Press release- ESMA report finds investment product performance highly impacted by charges , Annual Report PDF
159.37 KB
22/12/2015 JC/2015/087 Compliance Table GL financial conglomerates , Compliance table PDF
291.93 KB
18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors , Compliance table PDF
187.15 KB

The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.