ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
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| 15/11/2019 | ESMA22-106-2008 | SMSG advice on UCITS performance fees | Securities and Markets Stakeholder Group | SMSG Advice | PDF 154.89 KB |
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| 20/02/2015 | 2015/SMSG/005 | SMSG advice paper on PRIIPS | Securities and Markets Stakeholder Group | SMSG Advice | PDF 362.86 KB |
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| 30/06/2020 | ESMA22-106-2273 | SMSG advice peer review | Securities and Markets Stakeholder Group | SMSG Advice | PDF 225.96 KB |
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| 31/10/2018 | ESMA22-106-1353 | SMSG Advice Response to ESMA CP on non-significant benchmarks guidelines | Securities and Markets Stakeholder Group | SMSG Advice | PDF 141.37 KB |
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| 03/08/2021 | ESMA22-106-3473 | SMSG advice to ESMA on Digital Finance | Securities and Markets Stakeholder Group | SMSG Advice | PDF 192.4 KB |
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| 11/07/2022 | ESMA22-106-4135 | SMSG advice to ESMA on EFRAG Consultation on Sustainability Reporting standards | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 178.31 KB |
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| 24/11/2021 | ESMA22-106-3734 | SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation | Securities and Markets Stakeholder Group, Short Selling | SMSG Advice | PDF 167.66 KB |
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| 29/04/2021 | ESMA22-106-3280 | SMSG advice to ESMA on its Consultation Paper on “Guidelines on certain aspects of appropriateness and execution-only” | Securities and Markets Stakeholder Group | SMSG Advice | PDF 561.81 KB |
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| 17/05/2021 | ESMA22-106-3375 | SMSG advice to the ESA’s Joint Consultation Paper on Taxonomy-related sustainability disclosures | Securities and Markets Stakeholder Group, Sustainable finance | SMSG Advice | PDF 227.92 KB |
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| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
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| 03/03/2015 | 2015/SMSG/011 | SMSG Advice – The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 219.99 KB |
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| 28/10/2014 | 2014/SMSG/42 | SMSG advice- Data publication | Securities and Markets Stakeholder Group | SMSG Advice | PDF 633.88 KB |
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| 11/12/2014 | 2014/SMSG/51 | SMSG advice- EuSEF/EuVECA | Securities and Markets Stakeholder Group | SMSG Advice | PDF 112.66 KB |
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| 03/09/2014 | 2014/SMSG/35 | SMSG advice- Investor Protection Aspects of the Consultation Paper on MiFID II and MiFIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 442.89 KB |
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| 19/10/2018 | ESMA22-106-1338 | SMSG Advice- Own Initiative Report on Initial Coin Offerings and Crypto-Assets | Securities and Markets Stakeholder Group | SMSG Advice | PDF 1.52 MB |
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| 22/06/2017 | ESMA22-106-264 | SMSG Advice- Own Initiative Report Product Intervention | Securities and Markets Stakeholder Group | SMSG Advice | PDF 1.08 MB |
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| 18/09/2019 | ESMA22-106-1937 | SMSG Advice- Response to ESMA’s Consultation on cost of market data and consolidated tape | Securities and Markets Stakeholder Group | SMSG Advice | PDF 99.67 KB |
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| 13/10/2014 | 2014/SMSG/47 | SMSG advice- Response to ESMA’s Consultation Paper on concerning the Market Abuse Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 225.37 KB |
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| 19/03/2018 | ESMA22-106-911 | SMSG Advice- Response to ESMA’s Consultation Paper on draft regulatory technical standards under the new Prospectus Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 300.8 KB |