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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/04/2020 ESMA70-155-9854 Opinion on AMF emergency measure under the SSR COVID-19, Market Integrity, Short Selling Opinion PDF
304.63 KB
20/05/2021 ESMA70-156-4262 Opinion for the adjustment of the threshold set out in Article 5(2) of SSR COVID-19, Market Integrity, Short Selling Opinion PDF
429.84 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation Guidelines and Technical standards, Market Integrity, Short Selling Compliance table PDF
267.48 KB
02/05/2022 ESMA70-449-497 Opinion RTS liquidity contracts for SME Growth Market issuers Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading Opinion PDF
849.59 KB
02/05/2022 ESMA70-449-501 Opinion ITS insider lists Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading Opinion PDF
1.76 MB
10/08/2022 ESMA70-452-447 Opinion CMVM revised AMP Market Abuse, Market Integrity Opinion PDF
125.92 KB
10/04/2019 JC 2019 25 Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures Innovation and Products, Joint Committee Technical Advice PDF
785.49 KB
10/04/2019 JC 2019 26 Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements Innovation and Products, Joint Committee Technical Advice PDF
1.34 MB
26/03/2021 JC 2021 16 ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR Joint Committee, Securitisation Opinion PDF
339.91 KB
10/12/2021 JC/2015/087 Compliance Table GL financial conglomerates Guidelines and Technical standards, Joint Committee Compliance table PDF
300.38 KB
24/10/2012 JC/CP/2012/01 Feedback statement ESA feedback statement on the Joint CP on Financial Conglomerates Joint Committee CESR Document PDF
82.95 KB
18/02/2015 JC/GL/2014/43 Appendix 1 Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors Guidelines and Technical standards, Joint Committee Compliance table PDF
187.15 KB

The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors.

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