ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
03/03/2015 2015/SMSG/011 SMSG Advice – The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation SMSG Advice PDF
219.99 KB
20/02/2015 2015/SMSG/005 SMSG advice paper on PRIIPS SMSG Advice PDF
362.86 KB
22/01/2015 2015/SMSG/003 SMSG Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive SMSG Advice PDF
286.08 KB
11/12/2014 2014/SMSG/51 SMSG advice- EuSEF/EuVECA SMSG Advice PDF
112.66 KB
28/10/2014 2014/SMSG/42 SMSG advice- Data publication SMSG Advice PDF
633.88 KB
13/10/2014 2014/SMSG/47 SMSG advice- Response to ESMA’s Consultation Paper on concerning the Market Abuse Regulation SMSG Advice PDF
225.37 KB
03/09/2014 2014/SMSG/35 SMSG advice- Investor Protection Aspects of the Consultation Paper on MiFID II and MiFIR SMSG Advice PDF
442.89 KB
03/09/2014 2014/SMSG/36 SMSG advice- Trading Venues Aspects of the Consultation Paper on MiFID II and MiFIR SMSG Advice PDF
193.74 KB
03/09/2014 2014/SMSG/37 SMSG advice- Transparency and trading obligations (equities) aspects of the Consultation Paper and Discussion Paper on MiFID II/MiFIR SMSG Advice PDF
197.86 KB
03/09/2014 2014/SMSG/38 SMSG advice- Transparency for the trading of non-equity instruments SMSG Advice PDF
112.76 KB
07/07/2014 2014/SMSG/15 SMSG position paper on Alternative Performance Measures SMSG Advice PDF
145.69 KB
07/07/2014 2014/SMSG/11 SMSG reply to ESMA DP on Market Abuse Regulation SMSG Advice PDF
209.54 KB
04/06/2014 2014/SMSG/30 SMSG reply to ESMA consultation on draft RTS for the transparency directive SMSG Advice PDF
160.14 KB
05/05/2014 2014/SMSG/10 SMSG position paper on Crowdfunding SMSG Advice PDF
131.44 KB
29/04/2014 2014/SMSG/14 SMSG reply to ESMA consultation on CRA3 Implementation SMSG Advice PDF
95.17 KB
20/12/2013 2013/SMSG/020 Response to the Consultation Paper ESMA Guidelines on enforcement of financial information SMSG Advice PDF
67.09 KB
20/12/2013 2013/SMSG/018 Advice on Discussion Paper – The Clearing Obligation under EMIR SMSG Advice PDF
46.94 KB
20/12/2013 2013/SMSG/017 Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR SMSG Advice PDF
27.43 KB
12/10/2012 2012/SMSG/59 Securities and Markets Stakeholder Group – Report on Helping Small and Medium Sized Companies Access Funding SMSG Advice PDF
497.32 KB
27/09/2012 2012/SMSG/60 SMSG advice on Guidelines on sound remuneration policies under the AIFMD SMSG Advice PDF
81.39 KB