ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/06/2020 | ESMA41-356-82 | Public Notice- Scope Ratings GmbH | Credit Rating Agencies | Reference | PDF 138.38 KB |
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| 17/04/2020 | ESMA70-155-9524 | ESMA BMR Equivalence MoU MAS | Benchmarks, International cooperation | Reference | PDF 584.97 KB |
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| 06/01/2020 | ESMA74-362-388 | LEI statement SFTR | Securities Financing Transactions | Reference | PDF 105.88 KB |
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| 20/12/2019 | ESMA71-100-1792 | CRAs and TRs Follow Up Fees Factsheet | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Reference | PDF 122.09 KB |
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| 11/12/2019 | ESMA70-154-1504 | Briefing BMR Recognition application | Benchmarks | Reference | PDF 91.65 KB |
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| 05/12/2019 | ESMA33-5-370 | Response Form CP on GLs on Internal Controls for CRAs | Credit Rating Agencies | Reference | DOCX 745.76 KB |
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| 02/12/2019 | ESMA80-191-932 | Guidance on registering securitisation repositories | Credit Rating Agencies | Reference | PDF 147.3 KB |
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| 20/10/2019 | ES IC1 | ESMA-ASIC MoU on BMR | Benchmarks | Reference | PDF 368.11 KB |
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| 13/08/2019 | ESMA33-128-761 | STS notifications cancelled as from 01/01/2019 Regulation 2402/2017 | Securitisation | Reference | XLSX 63.86 KB |
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| 11/07/2019 | ESMA41-137-1151 | Swedbank- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 100.89 KB |
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| 11/07/2019 | ESMA41-137-1149 | Nordea- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 99.88 KB |
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| 11/07/2019 | ESMA41-137-1148 | Svenska Handelsbanken AB- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 100.13 KB |
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| 11/07/2019 | ESMA41-137-1146 | SEB- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 99.83 KB |
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| 27/05/2019 | ESMA70-151-1019 | Consolidated SFTR_Validation_Rules | Securities Financing Transactions | Reference | XLSX 120.19 KB |
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| 27/05/2019 | ESMA70-151-2371 | Response form to consultation on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Reference | DOCX 757.3 KB |
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| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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| 28/03/2019 | ESMA-41-356-14 | ESMA fine Fitch France | Credit Rating Agencies | Reference | PDF 432.67 KB |
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| 22/03/2019 | esma335-5-731 | Presentation ESG factors in CRAs | Credit Rating Agencies | Reference | PDF 222.96 KB |
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| 01/02/2019 | ESMA33-128-474 Annex 15 | Securitisation ANNEX15_INSIDE_INFORMATION-ABCP_SECURITISATION | Securitisation | Reference | XLSX 21.28 KB |
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| 01/02/2019 | ESMA33-128-474 Annex 14 | Securitisation ANNEX14_INSIDE_INFORMATION-NON-ABCP_SECURITISATION | Securitisation | Reference | XLSX 32.36 KB |