ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/07/2015 | 2015/SMSG/20 | SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II | Securities and Markets Stakeholder Group | SMSG Advice | PDF 362.66 KB |
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| 18/09/2015 | 2015/SMSG/023 | SMSG reply to the ESAs_PRIIPS_Key information document PRIIPs_final | Securities and Markets Stakeholder Group | SMSG Advice | PDF 662.2 KB |
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| 18/09/2015 | 2015/SMSG/026 | Advice on Proxy advisors | Securities and Markets Stakeholder Group | SMSG Advice | PDF 206.54 KB |
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| 29/09/2015 | 2015/SMSG/025 | SMSG Position Paper MAR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 158.23 KB |
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| 02/10/2015 | 2015/1471 | Technical Advice on Reducing Sole and Mechanistic Reliance on Credit Ratings | Credit Rating Agencies | Technical Advice | PDF 1.1 MB |
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| 02/10/2015 | 2015/1472 | Technical Advice on Competition, Choice and Conflicts of Interest in the CRA industry | Credit Rating Agencies | Technical Advice | PDF 2.48 MB |
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| 11/11/2015 | ESMA/2015/SMSG/031 | Advice on sound remuneration under UCITS and AIFMD | Securities and Markets Stakeholder Group | SMSG Advice | PDF 123.3 KB |
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| 06/02/2016 | 2016/SMSG/006 | SMSG Opinion Paper on PRIIPs Regulation – Performance Measures | Securities and Markets Stakeholder Group | SMSG Advice | PDF 101.82 KB |
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| 18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
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| 13/04/2016 | 2016/SMSG/010 | SMSG Advice MAR Guidelines | Securities and Markets Stakeholder Group | SMSG Advice | PDF 152.68 KB |
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| 10/05/2016 | 2016/SMSG/011 | SMSG Advice on ESMA's DP on the validation and review of CRAs’ methodologies | Securities and Markets Stakeholder Group | SMSG Advice | PDF 75.25 KB |
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| 12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
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| 14/06/2016 | 2016/SMSG/014 | SMSG Position Paper on Supervisory Convergence | Securities and Markets Stakeholder Group | SMSG Advice | PDF 174.38 KB |
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| 16/12/2016 | 2016/SMSG/022 | SMSG Advice- Response to ESMA’s Consultation Paper on Draft technical standards under the Benchmarks Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 165.4 KB |
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| 17/01/2017 | 2016/SMSG/024 | SMSG Advice- Response to ESMA’s Consultation Paper on MiFID II product governance | Securities and Markets Stakeholder Group | SMSG Advice | PDF 202.01 KB |
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| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
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| 25/04/2017 | ESMA22-106-196 | Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions | Securities and Markets Stakeholder Group | SMSG Advice | PDF 144.22 KB |
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| 17/05/2017 | ESMA22-106-210 | SMSG Advice- Response to the Public Consultation on the Operations of the European Supervisory Authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 523.99 KB |
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| 22/06/2017 | ESMA22-106-264 | SMSG Advice- Own Initiative Report Product Intervention | Securities and Markets Stakeholder Group | SMSG Advice | PDF 1.08 MB |
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| 22/06/2017 | ESMA22-106-265 | SMSG Advice- Securities lending Report | Securities and Markets Stakeholder Group | SMSG Advice | PDF 141.55 KB |