ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
148
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Speeches X Joint Committee X Market Abuse X Fund Management X Reference X Consultation Paper X CESR Document X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/02/2017 IMSC CWG Application Form Feb 2017 IMSC CWG Application Form Feb 2017 Reference PDF
198.5 KB
19/12/2016 JC/2016/86 Joint Committee Discussion Paper on the Use of Big Data by Financial Institutions Consultation Paper PDF
538.4 KB
23/09/2016 2016/1392 Annex to ECON Hearing Statement by Steven Maijoor, ESMA Chair Reference PDF
438.02 KB

The Annex contains key facts and figures about ESMA's activity over the last 12 months.

15/07/2016 2016/1137 reply form Reply form to the Consultation paper on Asset Segregation Reference DOCX
879.64 KB
15/07/2016 2016/1137 Call for evidence on Asset segregation and custody services Consultation Paper PDF
683.88 KB
06/04/2016 2016/570 RF Reply Form DP SC Reference DOCX
786.46 KB
06/04/2016 2016/570 Discussion Paper on UCITS share classes Consultation Paper PDF
495.54 KB
04/04/2016 2016/224 ToR OWG IMSC Reference PDF
113.23 KB
04/04/2016 2016/223 ToR IMSC Reference PDF
100.2 KB
31/03/2016 UCITS RF UCITS Infringement reporting form template Reference DOCX
51.1 KB
30/03/2016 2016/444 CP on MAR GL on information on commodities Consultation Paper PDF
486.36 KB
28/01/2016 2016/162 Consultation paper- Draft Guidelines on the Market Abuse Regulation , Consultation Paper PDF
406.76 KB
05/01/2016 JC/2015/073/E Errata PRIIPs Consultation Paper , Reference PDF
106.74 KB

The ESAs have identified errors in two formulas on page 37 (paragraphs 27 and 28 of Annex II (Market Risk Measure)) of the Joint Consultation Paper on PRIIPs Key Information Documents, published on 11 November 2015.  This document contains the correct formulas. 

04/12/2015 JC/2015/080 Discussion Paper on automation in financial advice Consultation Paper PDF
344.48 KB
01/12/2015 JC/2015/079 2015 list of identified Financial Conglomerates , Reference PDF
146.29 KB
11/11/2015 JC/2015/073/R Form_to_reply_cp_PRIIPS , Reference DOCX
789.52 KB
11/11/2015 JC/2015/073 Consultation Paper PRIIPs Key Information Documents , Consultation Paper PDF
2.23 MB
21/10/2015 JC/2015/060 Joint Consultation on Guidelines on AML_CFT RBS_Art 48(10) Consultation Paper PDF
265.86 KB
05/10/2015 JC/2015/055 2016 Work Programme of the Joint Committee of the European Supervisory Authorities Reference PDF
249.68 KB
The Joint Committee of the European Supervisory Authorities in 2016 will continue to prioritise consumer protection – in particular the work on Packaged Retail and Insurance-based Investment Products (PRIIPs), and cross-sectoral risk analysis. Moreover, it will proceed with the joint regulatory work already underway in areas such as anti-money laundering, financial conglomerates and securitisation while being prepared to address any new developments in the European regulatory field if necessary.
05/10/2015 JC/2015/055 2016 Work Programme of the Joint Committee of the European Supervisory Authorities Reference PDF
249.68 KB