ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/02/2016 | 2016/288 RF | Reply Form DP BMR | Market Integrity | Reference | DOCX 796.16 KB |
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| 31/03/2016 | UCITS RF | UCITS Infringement reporting form template | Fund Management | Reference | DOCX 51.1 KB |
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| 04/04/2016 | 2016/222 | ToR MISC | Market Integrity | Reference | PDF 130.02 KB |
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| 04/04/2016 | 2016/223 | ToR IMSC | Fund Management | Reference | |||||
| 04/04/2016 | 2016/229 | ToR SCSC | Supervisory convergence | Reference | PDF 93.7 KB |
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| 06/04/2016 | 2016/570 RF | Reply Form DP SC | Fund Management | Reference | DOCX 786.46 KB |
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| 15/04/2016 | 2016/632 | Principles- Stakeholder engagement in peer reviews | Supervisory convergence | Reference | PDF 205.26 KB |
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| 31/05/2016 | 2016/774 | Q&A on the Application of the EuSEF and EuVECA Regulations | Fund Management | Q&A | PDF 212.93 KB |
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| 03/06/2016 | 2016/723 RF | Reply form for the Consultation Paper on ESMA technical advice on Benchmarks Regulation | Market Integrity, Benchmarks | Reference | DOCX 784.51 KB |
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| 15/07/2016 | 2016/1137 reply form | Reply form to the Consultation paper on Asset Segregation | Fund Management | Reference | DOCX 879.64 KB |
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| 12/09/2016 | 2016/1140 | Final advice on AIFMD passport | Fund Management | Technical Advice | PDF 621.95 KB |
This version of the advice includes the following clarifications with respect to the assessment of the Isle of Man:
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| 23/09/2016 | 2016/1392 | Annex to ECON Hearing Statement by Steven Maijoor, ESMA Chair | Speeches | Reference | PDF 438.02 KB |
The Annex contains key facts and figures about ESMA's activity over the last 12 months. |
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| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
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| 21/11/2016 | 2016/1586 | Questions and Answers on UCITS Directive | Fund Management | Q&A | PDF 454.07 KB |
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| 16/12/2016 | 2016/1669 | 2016-1669 Q&A on AIFMD | Fund Management | Q&A | PDF 436.68 KB |
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| 01/02/2017 | IMSC CWG Application Form Feb 2017 | IMSC CWG Application Form Feb 2017 | Fund Management | Reference | PDF 198.5 KB |
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| 01/02/2017 | ESMA34-47-86 | IMSC CWG Call for Candidates Feb 2017 | Fund Management | Reference | PDF 270.61 KB |
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| 09/02/2017 | ESMA42-397158525-448 | 2017 Supervisory Convergence Work Programme | Supervisory convergence | Reference | PDF 540.81 KB |
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| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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| 19/10/2017 | Ares(2017)5008790 | European Commission request to ESAs to issue recurrent reports- CMU action | Fund Management, Joint Committee | Reference | PDF 294.97 KB |