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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/02/2016 2016/288 RF Reply Form DP BMR Reference DOCX
796.16 KB
31/03/2016 UCITS RF UCITS Infringement reporting form template Reference DOCX
51.1 KB
04/04/2016 2016/222 ToR MISC Reference PDF
130.02 KB
04/04/2016 2016/223 ToR IMSC Reference
04/04/2016 2016/229 ToR SCSC Reference PDF
93.7 KB
06/04/2016 2016/570 RF Reply Form DP SC Reference DOCX
786.46 KB
15/04/2016 2016/632 Principles- Stakeholder engagement in peer reviews Reference PDF
205.26 KB
31/05/2016 2016/774 Q&A on the Application of the EuSEF and EuVECA Regulations Q&A PDF
212.93 KB
03/06/2016 2016/723 RF Reply form for the Consultation Paper on ESMA technical advice on Benchmarks Regulation , Reference DOCX
784.51 KB
15/07/2016 2016/1137 reply form Reply form to the Consultation paper on Asset Segregation Reference DOCX
879.64 KB
12/09/2016 2016/1140 Final advice on AIFMD passport Technical Advice PDF
621.95 KB

This version of the advice includes the following clarifications with respect to the assessment of the Isle of Man:

  • the Isle of Man underwent an assessment by the International Monetary Fund (IMF) in 2003 and 2009 as part of the Financial Sector Assessment Program (FSAP); and
  • the self-assessment carried out by the Isle of Man Financial Services Authority in 2013 was an assisted self-assessment.
23/09/2016 2016/1392 Annex to ECON Hearing Statement by Steven Maijoor, ESMA Chair Reference PDF
438.02 KB

The Annex contains key facts and figures about ESMA's activity over the last 12 months.

31/10/2016 2016/1529 ANNEX Annex I- Template for the assessment of collective suitability , Reference XLSX
54.43 KB
21/11/2016 2016/1586 Questions and Answers on UCITS Directive Q&A PDF
454.07 KB
16/12/2016 2016/1669 2016-1669 Q&A on AIFMD Q&A PDF
436.68 KB
01/02/2017 IMSC CWG Application Form Feb 2017 IMSC CWG Application Form Feb 2017 Reference PDF
198.5 KB
01/02/2017 ESMA34-47-86 IMSC CWG Call for Candidates Feb 2017 Reference PDF
270.61 KB
09/02/2017 ESMA42-397158525-448 2017 Supervisory Convergence Work Programme Reference PDF
540.81 KB
02/10/2017 ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) , Reference XLSX
72.7 KB
19/10/2017 Ares(2017)5008790 European Commission request to ESAs to issue recurrent reports- CMU action , Reference PDF
294.97 KB