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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/03/2012 2012/197 fr Orientations relatives à l’évaluation du risque et au calcul du risque global pour certains types d’OPCVM structurés , Guidelines & Recommendations PDF
268.25 KB
28/03/2012 2012/197 ga Treoirlínte um thomhas riosca agus ríomh an nochta domhanda le haghaidh cineálacha áirithe GCUI struchtúrtha , Guidelines & Recommendations PDF
263.37 KB
28/03/2012 2012/197 hu Az egyes strukturált ÁÉKBV-k kockázatának mérésére és teljes kitettségének számítására vonatkozó iránymutatások , Guidelines & Recommendations PDF
274.08 KB
28/03/2012 2012/197 it Guidelines sulla misurazione del rischio e sul calcolo dell’esposizione complessiva per taluni tipi di OICVM strutturati , Guidelines & Recommendations PDF
265.68 KB
28/03/2012 2012/197 lt Tam tikrų tipų struktūrizuotųjų KIPVPS rizikos vertinimo ir bendros rizikos apimties apskaičiavimo gairės , Guidelines & Recommendations PDF
262.77 KB
28/03/2012 2012/197 lv Pamatnostādnes par riska novērtēšanu un vispārējā riska aprēķināšanu dažu veidu strukturētiem PVKIU , Guidelines & Recommendations PDF
270.71 KB
28/03/2012 2012/197 mt Linji gwida dwar il-kejl tar-riskji u l-kalkolazzjoni tal-espożizzjoni globali għal ċerti tipi ta’ UCITS strutturati , Guidelines & Recommendations PDF
272.33 KB
28/03/2012 2012/197 nl Richtsnoeren voor risicometing en de berekening van het totale risico voor bepaalde types gestructureerde icbe’s , Guidelines & Recommendations PDF
267.84 KB
28/03/2012 2012/197 pl Wytyczne w sprawie pomiaru ryzyka i obliczania ogólnego narażenia na ryzyko w odniesieniu do niektórych rodzajów UCITS strukturyzowanych , Guidelines & Recommendations PDF
272.91 KB
28/03/2012 2012/197 pt Orientações relativas à avaliação do risco e ao cálculo da exposição global de determinados tipos de OICVM estruturados , Guidelines & Recommendations PDF
268.55 KB
28/03/2012 2012/197 ro Ghid privind măsurarea riscului şi calcularea expunerii globale pentru anumite tipuri de OPCVM-uri structurate , Guidelines & Recommendations PDF
267.6 KB
28/03/2012 2012/197 sk Usmernenia o meraní rizika a výpočte celkového rizika pre určité typy štruktúrovaných PKIPCP , Guidelines & Recommendations PDF
272.43 KB
28/03/2012 2012/197 sl Smernice o merjenju tveganj in izračunu skupne izpostavljenosti za nekatere vrste strukturiranih UCITS skladov , Guidelines & Recommendations PDF
267.01 KB
28/03/2012 2012/197 sv Riktlinjer om riskbedömning och beräkning av total exponering i vissa typer av strukturerade fondföretag , Guidelines & Recommendations PDF
265.15 KB
18/04/2012 2012/256 ESMA approves credit ratings from Argentina and Mexico for use in the EU , Press Release PDF
186.59 KB
The European Securities and Markets Authority (ESMA) announces today that it considers the regulatory frameworks for credit rating agencies (CRAs) of Argentina and Mexico to be in line with European Union rules.  Today’s announcement allows European financial institutions to continue using credit ratings issued in these countries for regulatory purposes after 30 April 2012.In order to facilitate regulatory information exchange, and as a precondition to endorsement, ESMA has entered into co-operation agreements for the supervision of CRAs with the national competent authorities of Argentina and Mexico.  Ratings issued under the regulatory frameworks of Australia, Canada, Hong Kong, Japan, Singapore and the United States have already been approved for use in the EU.
18/04/2012 2012/259 Technical advice on CRA regulatory equivalence- US, Canada and Australia Technical Advice PDF
697.78 KB
On 12 June 2009 the European Commission requested CESR, now ESMA, to provide its technical advice on the equivalence between the legal and supervisory framework of Japan, The United States, and Canada with the EU regulatory regime for credit rating agencies. (Regulation (EC) No. 1060/2009 of the European Parliament and the Council on credit rating agencies ). On 17 November 2009, the Commission also requested CESR to provide its technical advice on Australia. On 28 September 2010, the European Commission published an equivalence decision on Japan. With regard to the compliance with the EU requirements on endorsement, ESMA had already indicated that it considers the legal and regulatory regime for CRAs supervision of the following countries as “as stringent as” the EU requirements:        - On 22 December 2011, Japan and Australia;        - On 15 March 2012, US, Canada, Hong Kong and Singapore. This report sets out ESMA’s advice to the European Commission in respect of the equivalence between the US (Part I), Canada (Part II) and Australia (Part III) respective legal and supervisory frameworks and the EU regulatory regime for credit rating agencies.
27/04/2012 2012/274 ESMA approves credit ratings from Brazil for use in the EU , Press Release PDF
182.58 KB
ESMA considers the regulatory framework for credit rating agencies (CRAs) of Brazil to be in line with European Union rules. This allows European financial institutions to continue using credit ratings issued in Brazil for regulatory purposes after 30 April 2012. In order to facilitate the exchange of regulatory information, and as a precondition to endorsement, ESMA has also entered into a co-operation agreement for the supervision of CRAs with the Securities and Exchange Commission of Brazil (Comissão de Valores Mobiliários – CVM).
06/07/2012 2012/387 Final report Guidelines on certain aspects of the MiFID suitability requirements , Final Report PDF
444.15 KB
19/07/2012 2011/454 MOU on the supervision of CRAs- ESMA and ASIC , Reference PDF
4 MB
This document contains two copies of the MOU, signed by ESMA and by the ASIC.
19/07/2012 2012/124 MOU on the supervision of CRAs- ESMA and MAS , Reference PDF
574.14 KB