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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
10/11/2016 2016/1562 REPLY FORM Reply Form for CP on draft RTS on package orders for which there is a liquid market Reference DOCX
774.65 KB
11/12/2015 2015/1870 Registration form Open Hearing on Discussion Paper Reference DOCX
334.56 KB
16/08/2012 QA 84 - 87 OJ/26/06/2012-PROC/2012/004 Q&A 84-87 regarding tender ESMA registers Reference PDF
82.32 KB
10/07/2015 2015/1174 Public statement- ESMA registers modeFinance as credit rating agency Reference PDF
107.03 KB
28/05/2020 ESMA70-156-2187 Public Statement BMR transitional period- pending applications Reference PDF
130.51 KB
07/02/2020 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
205.07 KB
04/06/2020 ESMA41-356-82 Public Notice- Scope Ratings GmbH Reference PDF
138.38 KB
10/11/2016 2013/68c Protocol on the operation of ESMA MiFID Database final , Reference PDF
333.11 KB
03/09/2015 Procurement conditions Procurement- General conditions with ESMA Reference PDF
317.7 KB
22/04/2020 ESMA63-313-567 Procurement plan overview Reference PDF
89.51 KB
19/12/2017 ESMA70-156-181 Procedure for reporting of circuit breakers’ parameters by NCAs to ESMA Reference PDF
462.58 KB
15/09/2017 ESMA70-154-259 Procedure for exemption of MiFIR access provisions for trading venues as regards exchange-traded derivatives Reference PDF
201.65 KB
22/03/2019 esma35-36-1590 Presentation on CPs MIFID-UCITS-AIFMD , , Reference PDF
187.17 KB
22/03/2019 esma335-5-731 Presentation ESG factors in CRAs Reference PDF
222.96 KB
08/01/2018 20180103 Overview of MiFID II position management controls Reference XLSX
11.24 KB
23/06/2015 2015/609 FR Orientations sur les informations périodiques à transmettre par les agences de notation de crédit à l’AEMF , Guidelines & Recommendations PDF
410.71 KB
FR - La présente traduction a été fournie par le Centre de traduction des organes de l’Union européenne.
23/06/2015 2015/609 IT Orientamenti sulle informazioni periodiche da presentare all’ESMA da parte delle agenzie di rating del credito , Guidelines & Recommendations PDF
331.67 KB

IT - La presente traduzione è stata fornita dal Centro di traduzione degli organismi dell’Unione europea.

20/06/2012 2012/378 Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading Reference PDF
353.3 KB
This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience.
23/06/2015 2015/609 CS Obecné pokyny k informacím, které mají ratingové agentury pravidelně předkládat orgánu ESMA , Guidelines & Recommendations PDF
340.97 KB
CS - Tento překlad vypracovalo Překladatelské středisko pro instituce Evropské unie.
17/11/2015 2015/1514 Note on MiFID-MiFIR implementation delays , Reference PDF
131.7 KB