ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/07/2010 10-798 Feedback statement- CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Archive CESR Document PDF
225.23 KB
02/07/2010 10-673 Guidelines- Methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information Document CESR Archive CESR Document PDF
191.76 KB
02/07/2010 10-674 Guidelines- Methodology for calculation of the ongoing charges figure in the Key Investor Information Document CESR Archive CESR Document PDF
106.22 KB
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice PDF
4.59 MB
04/06/2010 10-347 Guidelines- Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Archive CESR Document PDF
535.72 KB
04/06/2010 10-346 Feedback statement- CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Archive CESR Document PDF
253.51 KB
04/06/2010 10-331 Guidelines- Implementation of the Central Repository (CEREP) CESR Archive CESR Document PDF
185.24 KB
19/05/2010 10/049 Guidelines- Common definition of European money market funds CESR Archive CESR Document PDF
206.83 KB
19/05/2010 10-545 Feedback statement- CESR’s Guidelines on a common definition of European money market funds CESR Archive CESR Document PDF
232.46 KB
19/04/2010 10-296 Feedback statement- Inducements: Good and poor practices CESR Archive CESR Document PDF
285.58 KB
19/04/2010 10-294 Feedback statement- Understanding the definition of advice under MiFID CESR Archive CESR Document PDF
435.68 KB
19/04/2010 09-1226 Feedback statement- CESR’s technical advice on the level 2 measures related to mergers of UCITS, master- feeder structures and cross-border notification of UCITS CESR Archive CESR Document PDF
330.25 KB
19/04/2010 09-995 Feedback statement- CESR’s technical advice on the format and content of Key Information Document disclosures for UCITS CESR Archive CESR Document PDF
338.08 KB
19/04/2010 09-990 Feedback statement- CESR’s technical advice on the level 2 measures related to the UCITS management company passport CESR Archive CESR Document PDF
435.04 KB
02/03/2010 10-089 Feedback statement- Final proposal for a pan-European short selling regime CESR Archive CESR Document PDF
300.93 KB
29/01/2010 09-987 Feedback statement on the Consultation on “Classification and identification of OTC derivative instruments for the purpose of the exchange of transaction reports amongst CESR Members” CESR Archive CESR Document PDF
215.84 KB
21/10/2009 09-822a Feedback statement- CESR’s consultation on CRAs Central Repository CESR Archive CESR Document PDF
198.05 KB
09/07/2009 09-590 MiFID Supervisory Briefing- Information and reporting to clients CESR Archive CESR Document PDF
151 KB
03/07/2009 09-681 Call for evidence- Fact finding exercise of the use in the European Union of ratings issued by third countries CRAs CESR Archive CESR Document PDF
3.34 MB
23/06/2009 09-446 CESR-ESCB recommendations for securities settlement systems and recommendations for central counterparties in the European Union CESR Archive CESR Document PDF
720.58 KB

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