ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
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20/03/2020 | ESMA35-43-2348 | ESMA Statement on COVID-19 telephone recording | COVID-19, MiFID - Investor Protection | Statement | PDF 114.12 KB |
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31/03/2020 | ESMA35-36-1919 | Clarification of issues related to the publication of reports by execution venues and firms as required under RTS 27 and 28 | COVID-19, MiFID - Investor Protection | Statement | PDF 89.84 KB |
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01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
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01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
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06/05/2020 | ESMA35-43-2391 | Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity | COVID-19, MiFID - Investor Protection | Statement | PDF 118.75 KB |
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15/07/2020 | ESMA71-99-1364 | ESMA Statement on Assessment of German Financial Reporting Regime | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Statement | PDF 88.5 KB |
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28/09/2020 | ESMA77-99-1403 | ESMA to recognise three UK CCPS from 1 January 2021 | Brexit, CCP Directorate, Post Trading | Statement | PDF 93.94 KB |
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01/10/2020 | ESMA70-155-10962 | Impact of Brexit on the application of MiFID II/MiFIR | Brexit, MiFID - Secondary Markets, Trading | Statement | PDF 131.04 KB |
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01/10/2020 | ESMA80-187-610 | BMR Brexit Public Statement 2020 Q4 | Benchmarks, Brexit | Statement | PDF 110.8 KB |
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12/10/2020 | ESMA22-105-1248 | Steven Maijoor Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Joint Committee, Speeches | Statement | PDF 134.36 KB |
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26/10/2020 | ESMA70-155-7782 | Statement Brexit Share Trading Obligation Q42020 | Brexit, MiFID - Secondary Markets | Statement | PDF 83.73 KB |
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03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
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09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
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09/11/2020 | ESMA74-362-881 | Statement Brexit EMIR and SFTR data | Brexit, Post Trading, Securities Financing Transactions | Statement | PDF 257.04 KB |
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09/11/2020 | ESMA65-8-7497 | Public statement on Brexit Data Operational Plan | Brexit | Statement | PDF 157.89 KB |
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09/11/2020 | ESMA70-155-10958 | Statement_Brexit_ESMA IT systems_2020Q4 | Brexit | Statement | PDF 163.2 KB |
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25/11/2020 | 70-155-8842 | ESMA statement on DTO Final | Brexit, MiFID - Secondary Markets | Statement | PDF 79.5 KB |
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07/12/2020 | JC 2020 86 | ESAs highlight the change in the status of Simple, Transparent and Standardised (STS) securitisation transactions at the end of the UK transition period | Brexit, Joint Committee | Statement | PDF 82.01 KB |
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17/12/2020 | ESMA71-99-1493 | New SCSC Chair December 2020 | Board of Supervisors, Corporate Information, Press Releases, Supervisory convergence | Statement | PDF 86.75 KB |