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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/08/2003 03-538 Scope of Application- CESR/ESCB Standards for Securities Clearing and Settlement Systems in the European Union CESR Archive Consultation Paper PDF
107.71 KB
01/08/2003 03-539 Standards for Securities Clearing and Settlement Systems in the European Union CESR Archive Consultation Paper PDF
2.54 MB		 The Committee of European Securities Regulators (CESR) and the European System of Central Banks (ESCB) have published today two documents entitled
20/01/2004 04-021 Call for Evidence- CESR starts work on EU Commission provisional mandates on the new Investment Services Directive- the Financial Instruments Markets (FIM) Directive CESR Archive Consultation Paper PDF
354.69 KB		 The European Commission published today its first set of provisional mandates requesting CESR
01/03/2004 04-073b CESR Consultative Concept Paper on the proposed Financial Instruments Markets Directive (ISD2), Articles 25, 56 and 58 CESR Archive Consultation Paper PDF
155.69 KB		 Further to the CESR Call for Evidence (Ref. CESR/04-022) published on 20 January 2004 regarding the provisional Mandate received from the European Commission on the proposed revised Financial Instruments Markets Directive (ISD2), CESR publishes today a Consultative Concept Paper. The concept paper covers the provisional Mandate given to CESR by the EU Commission related to transaction reporting (Art. 25 ISD2), the competent authorities
06/04/2004 04-104b The role of CESR at Level 3 of the Lamfalussy process (63 pages- annex 4 pages 14-63) CESR Archive Consultation Paper PDF
631.69 KB		 This consultation paper aims at presenting the views of the Committee of European Securities Regulators (CESR) on how it should organize its role at level 3 under the Lamfalussy procedure. The paper is structured in two parts. The first section provides an introduction and description of the current general principles governing the way in which the Lamfalussy approach and in particular the level 3 should work. The second section sets out in a more detailed manner the organization of CESR
05/05/2004 04-226 CESR/ESCB Draft Standards for Securities Clearing and Settlement Systems in the European Union CESR Archive Consultation Paper PDF
352.81 KB		 The ESCB-CESR Working Group would like to thank all who replied to the public consultation on the consultative report entitled
17/06/2004 04-261b CESR’s Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments CESR Archive Consultation Paper PDF
1.13 MB
29/06/2004 04-284 Call for evidence regarding the European Commission’s mandates on the Transparency Directive CESR Archive Consultation Paper PDF
175.27 KB
29/06/2004 04-305 Call for evidence regarding the European Commission’s mandates on equivalence between certain third countries’ application of GAAP and IAS/IFRS CESR Archive Consultation Paper PDF
139.41 KB
29/06/2004 04-323 Call for Evidence on the second set of mandates from the European Commission on the legislative measures to implement the Markets in Financial Instruments Directive CESR Archive Consultation Paper PDF
184.53 KB
28/07/2004 04-394 Call for evidence on Credit Rating Agencies CESR Archive Consultation Paper PDF
181.04 KB		 CESR has received a call for technical advice on measures concerning Credit Rating Agencies, and has launched a call for evidence to assist in this work
13/12/2004 04-512c CESR’s advice on possible implementing measures of the Transparency Directive CESR Archive Consultation Paper PDF
433.46 KB		 This second part covers advice on  Notifications of major holdings of voting rights  Half-yearly financial reports  Equivalence of third countries information requirements  Procedural arrangement whereby issuers may elect their
21/10/2004 04-562 CESR presents for consultation its draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID). CESR Archive Consultation Paper PDF
430.09 KB
17/11/2004 04-603b CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments CESR Archive Consultation Paper PDF
288.91 KB
30/11/2004 04-612b CESR’s technical advice to the European Commission on possible measures concerning credit rating agencies CESR Archive Consultation Paper PDF
794.35 KB
20/12/2004 04-689 CESR’s Draft Technical Advice on Possible Implementing Measures of the Directive 2004/39/EC on Markets in Financial Instruments- Professional Client Agreements CESR Archive Consultation Paper PDF
108.75 KB		 The call for opinions covers a single subject: advice to the Commission under article 19.7 in relation to agreements between the investment firms and their professional clients
30/12/2004 04-717 annex 1 Trade data- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
544.78 KB
30/12/2004 04-717 annex 2 Trade data Germany- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
74.26 KB
30/12/2004 04-717 annex 3 Trade data Hungary- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
40 KB
30/12/2004 04-717 annex 4 Trade data Iceland- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) CESR Archive Consultation Paper PDF
34.89 KB

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