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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|13/03/2019||ESMA22-106-1675||SoC ESMA Management Board January 2019||Management Board||Summary of Conclusions||PDF
|15/02/2019||ESMA71-99-1115||ESMA IOSCO Statement on EDPB Opinion||Corporate Governance, International cooperation||Press Release||PDF
|07/02/2019||ESMA63-43-1190||ESMA Budget 2019||Board of Supervisors, Management Board, Planning reporting budget||Reference||ZIP
|05/02/2019||ESMA40-133-716||Implementing rules on data protection||Management Board||Reference||PDF
|24/01/2019||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|22/01/2019||ESMA22-106-1604||Summary of Conclusions Management Board meeting 17 December 2018||Management Board||Summary of Conclusions||PDF
|06/12/2018||ESMA22-106-1391||Summary of Conclusions Management Board meeting 6 November 2018||Management Board||Summary of Conclusions||PDF
|07/11/2018||ESMA22-106-1339||Summary of Conclusions Management Board meeting 25 September 2018||Management Board||Summary of Conclusions||PDF
|31/10/2018||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|27/09/2018||ESMA22-106-1079||Summary of Conclusions Management Board meeting 10 July 2018||Management Board||Summary of Conclusions||PDF
|05/09/2018||ESMA70-151-1719||Letter to VP Dombrovskis on opinion on SFTR||Securities Financing Transactions||Letter||PDF
|05/09/2018||ESMA70-151-1651 Annex 1||Letter from European Commission on SFTR draft RTS||Securities Financing Transactions||Letter||PDF
|23/08/2018||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|16/07/2018||ESMA22-106-1021||Summary of Conclusions Management Board meeting 23 May 2018||Management Board||Summary of Conclusions||PDF
|29/05/2018||ESMA70-145-408||Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR)||Short Selling||Q&A||PDF
|24/05/2018||ESMA71-99-981||Anneli Tuominen VC reappointment||Board of Supervisors, Management Board||Press Release||PDF
|23/05/2018||ESMA71-99-980||ESMA appoints new member to its Management Board||Management Board||Press Release||PDF
|02/05/2018||ESMA22-106-931||Summary of Conclusions Management Board meeting 22 March 2018||Management Board||Summary of Conclusions||PDF
|27/04/2018||ESMA22-103-753||Multilateral MoU on cooperation, information exchange and consultation||International cooperation, Joint Committee||Statement||PDF
|26/04/2018||ESMA63-43-964||ESMA Budget Amendment n.1 for 2017||Board of Supervisors, Management Board, Planning reporting budget||Reference||PDF