ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
118
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Secondary Markets X Planning reporting budget X Corporate Finance X European Single Electronic Format X Press Releases X Joint Committee X Securitisation X Corporate Information X Market Abuse X SMSG Advice X Technical Advice X Annual Report X Decision X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
30/07/2013 ESMA 2012 FR ESMA Annual Report for 2012 Annual Report PDF
189.99 KB
Autorité européenne des marchés financiers Rapport annuel 2012
30/07/2013 ESMA 2012 HU ESMA Annual Report for 2012 Annual Report PDF
242.72 KB
Európai Értékpapír-piaci Hatóság Éves jelentés 2012
30/07/2013 ESMA 2012 LV ESMA Annual Report for 2012 Annual Report PDF
219.95 KB
Eiropas Vērtspapīru un tirgu iestāde 2012. gada ziņojums
30/07/2013 ESMA 2012 IT ESMA Annual Report for 2012 Annual Report PDF
242.31 KB
Autorità europea degli strumenti finanziari e dei mercati Relazione annuale
30/07/2013 ESMA 2012 LT ESMA Annual Report for 2012 Annual Report PDF
221.38 KB
Europos vertybinių popierių ir rinkų institucija 2012 m. metinė ataskaita
30/07/2013 ESMA 2012 MT ESMA Annual Report for 2012 Annual Report PDF
251.37 KB
Awtorità Ewropea tat-Titoli u s-Swieq Rapport Annwali 2012
30/07/2013 ESMA 2012 PL ESMA Annual Report for 2012 Annual Report PDF
252.47 KB
Europejski Urząd Nadzoru Giełd i Papierów Wartościowych Sprawozdanie roczne 2012
30/07/2013 ESMA 2012 PT ESMA Annual Report for 2012 Annual Report PDF
247.95 KB
Autoridade Europeia dos Valores Mobiliários e dos Mercados Relatório Anual 2012
30/07/2013 ESMA 2012 RO ESMA Annual Report for 2012 Annual Report PDF
271.65 KB
Autoritatea Europeană pentru Valori Mobiliare şi Pieţe Raportul anual pentru 2012
30/07/2013 ESMA 2012 SK ESMA Annual Report for 2012 Annual Report PDF
239.35 KB
Európsky orgán pre cenné papiere a trhy Výročná správa 2012
30/07/2013 ESMA 2012 SL ESMA Annual Report for 2012 Annual Report PDF
294.26 KB
Evropski organ za vrednostne papirje in trge Letno poročilo 2012
30/07/2013 ESMA 2012 SV ESMA Annual Report for 2012 Annual Report PDF
237.44 KB
Europeiska värdepappers- och marknadsmyndigheten Årsrapport 2012
30/07/2013 ESMA 2012 NL ESMA Annual Report for 2012 Annual Report PDF
190.87 KB
Europese Autoriteit voor effecten en markten Jaarverslag 2012
13/01/2014 BoA 2013-014 Board of Appeal Decision Global Private Rating Company v. ESMA , Decision PDF
361.96 KB
Board of Appeal of the European Supervisory Authorities dismisses appeal made by a refused CRA-applicant against ESMA On 10 January 2014, the Board of Appeal of the European Supervisory Authorities handed down its decision on an appeal by the appellant, Global Private Rating Company “Standard Rating” Ltd, against the refusal by the European Securities and Markets Authority (ESMA) to register it as a credit rating agency. This is the first appeal against a decision by ESMA refusing an applicant registration as a credit rating agency. The Board of Appeal unanimously decided that the appeal should be dismissed, and that ESMA’s refusal decision should be confirmed. It stated that it accepted the appellant’s point that the registration of a credit rating agency by ESMA is a new process, and recognised that the procedures will to an extent take time fully to work out. Nevertheless, because of the responsibilities placed on credit rating agencies and their importance in the financial system generally, it considered that the onus must be on an applicant to satisfy ESMA that the relevant requirements are met. The application and its contents must be very clear, and it is not ESMA’s responsibility as regulator to remedy deficiencies.
13/06/2014 ESMA 2013 ESMA Annual Report for 2013 Annual Report PDF
2.66 MB
17/07/2014 2014/C1/02 Board of Appeal Decision , Decision PDF
368.94 KB
The Joint Board of Appeal of the European Supervisory Authorities (the European Banking Authority, the European Insurance and Occupational Pensions Authority and the European Securities and Markets Authority) published its decision in an appeal brought by SV Capital OÜ, an Estonian company, against a decision of the EBA. This was the second appeal to be considered by the Board of Appeal in this matter between the same parties concerning the question whether the suitability of the managers of a significant branch of a bank raised a question of Union law. Following the Board of Appeal’s affirmative decision of 24 June 2013, the appellant requested the EBA to initiate an investigation against the Estonian and Finnish Financial Supervision Authorities because their alleged failure to take action in respect of individuals in the Estonian branch of Nordea Bank Finland PLC whom it was alleged were not fit and proper persons to be key function holders in the bank. The EBA decided that it would not initiate an investigation.  The Board of Appeal decided that the EBA had been right to raise the matter with the national supervisors, but that having done so, it was entitled to take no further action in the light of their responses. The Board accordingly dismissed the appellant’s appeal against the EBA’s decision.
28/11/2014 ESMA 2013 AR MT L-Awtorità Ewropea tat-Titoli u s-Swieq Annual Report PDF
333.12 KB
MT - Din it-traduzzjoni giet ipprovduta  mic-Centru tat-Traduzzjoni ghall-Korpi tal-Unjoni Ewropea.
28/11/2014 ESMA 2013 AR PL Europejski Urząd Nadzoru Giełd i Papierów Wartościowych Annual Report PDF
312.09 KB
PL - Tlumaczenie wykonane przez Centrum Tlumaczen dla Organów Unii Europejskiej.
28/11/2014 ESMA 2013 AR PT Autoridade Europeia dos Valores Mobiliários e dos Mercados Annual Report PDF
388.6 KB
PT - Esta tradução foi fornecida pelo Centro de Tradução dos Organismos da União Europeia.
28/11/2014 ESMA 2013 AR RO Autoritatea Europeană pentru Valori Mobiliare și Piețe Annual Report PDF
450.43 KB
RO - Aceasta traducere a fost asigurata de Centrul de Traduceri pentru Organismele Uniunii Europene.