ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/12/2017 | ESMA70-156-181 | Procedure for reporting of circuit breakers’ parameters by NCAs to ESMA | MiFID - Secondary Markets | Reference | PDF 462.58 KB |
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| 15/09/2017 | ESMA70-154-259 | Procedure for exemption of MiFIR access provisions for trading venues as regards exchange-traded derivatives | MiFID - Secondary Markets | Reference | PDF 201.65 KB |
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| 20/07/2017 | MoU ESMA SEBI | Previous MoU on CCPs between ESMA and SEBI | International cooperation, Post Trading | Reference | PDF 714.53 KB |
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| 16/01/2015 | 2015 ESMA SFC MoU | Previous MoU between ESMA and SFC regarding CCPs | International cooperation | Reference | PDF 806.29 KB |
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| 09/03/2015 | ESMA MAS MoU | Previous ESMA and MAS MoU on CCPs | International cooperation | Reference | PDF 774.99 KB |
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| 22/03/2019 | esma35-36-1590 | Presentation on CPs MIFID-UCITS-AIFMD | Fund Management, MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 187.17 KB |
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| 09/06/2022 | Overview recruitments | Overview recruitments | Careers, Vacancies | Reference | PDF 238.53 KB |
Updated June 2022 |
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| 08/01/2018 | 20180103 | Overview of MiFID II position management controls | MiFID - Secondary Markets | Reference | XLSX 10.4 KB |
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| 20/06/2012 | 2012/378 | Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading | MiFID - Secondary Markets | Reference | PDF 353.3 KB |
This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience. | |||
| 17/11/2015 | 2015/1514 | Note on MiFID-MiFIR implementation delays | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 131.7 KB |
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| 09/03/2022 | ESMA90-1-163 | Multilateral Memorandum of Understanding on Cooperation for Information Sharing Regarding Participants in a Clearing or Settlement System | Brexit, International cooperation | Reference | PDF 630.61 KB |
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| 19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |
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| 19/07/2012 | MOU SEC ESMA | MOU on the supervision of CRAs- ESMA and SEC | Credit Rating Agencies, International cooperation | Reference | PDF 306.87 KB |
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| 19/07/2012 | 2012/124 | MOU on the supervision of CRAs- ESMA and MAS | Credit Rating Agencies, International cooperation | Reference | PDF 574.14 KB |
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| 30/06/2016 | MOU FSB ESMA | MoU on the supervision of CRAs- ESMA and FSB South Africa | Credit Rating Agencies, International cooperation | Reference | PDF 504.28 KB |
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| 18/02/2013 | MOU ESMA/DFSA | MOU on the supervision of CRAs- ESMA and Dubai FSA | Credit Rating Agencies, International cooperation | Reference | PDF 181.09 KB |
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| 19/07/2012 | MOU CNV ESMA | MOU on the supervision of CRAs- ESMA and CNV Argentina | Credit Rating Agencies, International cooperation | Reference | PDF 169.13 KB |
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| 19/07/2012 | MOU Canada ESMA | MOU on the supervision of CRAs- ESMA and Canadian authorities | Credit Rating Agencies, International cooperation | Reference | PDF 139.68 KB |
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| 19/07/2012 | 2011/454 | MOU on the supervision of CRAs- ESMA and ASIC | Credit Rating Agencies, International cooperation | Reference | PDF 4 MB |
This document contains two copies of the MOU, signed by ESMA and by the ASIC. | |||
| 05/03/2015 | MOU ESMA RBA | MoU between ESMA and RBA regarding trade repositories | International cooperation | Reference | PDF 134.04 KB |
The European Securities and Markets Authority (ESMA) and the Reserve Bank of Australia (RBA) have concluded a Memorandum of Understanding (MoU) that will allow RBA to have access to data held in European Trade repositories according to its mandate. The MoU is effective as of 18 February 2015.The ESMA-RBA MoU is the second cooperation arrangement established under Article 76 of the European Market Infrastructure Regulation (EMIR). This provision aims at ensuring that third-country authorities that do not have any trade repository in their jurisdiction may access the information on derivatives contracts held in European trade repositories which is relevant for their mandates. The MoU ensures that guarantees of professional secrecy exist. The first MoU of this kind was concluded in November 2014 between ESMA and the Australian Securities & Investments Commission (ASIC). |