ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/11/2015 | ESMA/2015/SMSG/031 | Advice on sound remuneration under UCITS and AIFMD | Securities and Markets Stakeholder Group | SMSG Advice | PDF 123.3 KB |
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| 06/02/2016 | 2016/SMSG/006 | SMSG Opinion Paper on PRIIPs Regulation – Performance Measures | Securities and Markets Stakeholder Group | SMSG Advice | PDF 101.82 KB |
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| 18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
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| 18/02/2016 | 2016/SMSG/004 | Summary of Conclusions SMSG meeting 11/12/2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 141.56 KB |
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| 18/02/2016 | 2016/SMG/005 | Summary of Conclusions Joint meeting 11/12/2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 159.42 KB |
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| 31/03/2016 | 2016/SMSG/004 | Summary of Conclusions SMSG meeting 03/02/2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 208.58 KB |
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| 13/04/2016 | 2016/SMSG/010 | SMSG Advice MAR Guidelines | Securities and Markets Stakeholder Group | SMSG Advice | PDF 152.68 KB |
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| 10/05/2016 | 2016/SMSG/011 | SMSG Advice on ESMA's DP on the validation and review of CRAs’ methodologies | Securities and Markets Stakeholder Group | SMSG Advice | PDF 75.25 KB |
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| 11/05/2016 | 2016/SMSG/012 | Summary of Conclusions SMSG meeting 05/04/2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 200.68 KB |
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| 14/06/2016 | 2016/SMSG/014 | SMSG Position Paper on Supervisory Convergence | Securities and Markets Stakeholder Group | SMSG Advice | PDF 174.38 KB |
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| 01/07/2016 | 2016/SMSG/015 | Summary of Conclusions Joint BoS SMSG meeting 26 May 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 231.88 KB |
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| 01/07/2016 | 2016/SMSG/016 | Summary of Conclusions SMSG meeting 26-27 May 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 210.12 KB |
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| 14/11/2016 | 2016/SMSG/018 | Summary of Conclusions SMSG meeting 21 September 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 204.87 KB |
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| 16/12/2016 | 2016/SMSG/022 | SMSG Advice- Response to ESMA’s Consultation Paper on Draft technical standards under the Benchmarks Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 165.4 KB |
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| 17/01/2017 | 2016/SMSG/024 | SMSG Advice- Response to ESMA’s Consultation Paper on MiFID II product governance | Securities and Markets Stakeholder Group | SMSG Advice | PDF 202.01 KB |
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| 15/02/2017 | ESMA22-247440098-122 | Summary of Conclusions BoS SMSG meeting 10 November 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 137.19 KB |
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| 15/02/2017 | ESMA22-247440098-121 | Summary of Conclusions SMSG meeting 10-11 November 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 267.71 KB |
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| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
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| 17/03/2017 | ESMA 22-106-143 | Summary of conclusions- SMSG meeting 9 February 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 203.3 KB |
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| 25/04/2017 | ESMA22-106-196 | Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions | Securities and Markets Stakeholder Group | SMSG Advice | PDF 144.22 KB |