ESMA LIBRARY
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MiFID - Investor Protection X International cooperation X European Single Electronic Format X Securitisation X Securities Financing Transactions X Q&A X Technical Advice X Letter X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 06/10/2017 | ESMA65-316-2645 | Annex 7- Progress Report Template | International cooperation | Reference | PDF 216.56 KB |
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| 06/10/2017 | ESMA65-316-2644 | Annex 6- Governance Framework | International cooperation | Reference | PDF 258.12 KB |
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| 06/10/2017 | ESMA65-316-2640 | Delegation Agreements Overview | International cooperation | Reference | PDF 213.43 KB |
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| 06/10/2017 | ESMA65-316-2269 | Annex 9- Transfer of funds request (FIRDS and TRACE Projects) | International cooperation | Reference | PDF 251.66 KB |
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| 06/10/2017 | ESMA65-12-1931 | Annex 4.3- Financial contributions (TRACE Project) | International cooperation | Reference | PDF 253 KB |
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| 06/10/2017 | ESMA65-12-1929 | Annex 2.1- Project Presentation Document (FIRDS Project) | International cooperation | Reference | PDF 966.34 KB |
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| 06/10/2017 | ESMA65-12-1867 | Annex 1.1.B- Description of Tasks (FIRDS Project) | International cooperation | Reference | PDF 258.14 KB |
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| 06/10/2017 | ESMA65-12-1866 | Annex 1.1.A- Description of Tasks (FIRDS Project) | International cooperation | Reference | PDF 256.71 KB |
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| 06/10/2017 | ESMA65-12-1864 | Annex 4.1- Financial contributions (FIRDS Project) | International cooperation | Reference | PDF 262.05 KB |
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| 06/10/2017 | ESMA65-12-1863 | Annex 5.1- Project Work Plan (FIRDS Project) | International cooperation | Reference | PDF 234.25 KB |
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| 06/10/2017 | ESMA65-12-1860 | Amendment 3 to the Delegation Agreement (FIRDS and TRACE Projects) | International cooperation | Reference | PDF 188.54 KB |
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| 17/06/2022 | ESMA42-112-377 | List of extra-judicial mechanisms for consumers complaints (Art. 75 MiFID II) | MiFID - Investor Protection | Reference | PDF 272.27 KB |
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| 13/04/2018 | ESMA40-133-624 | ESMA's response to WP29 Consultation on Guidelines on Derogations | International cooperation, Supervisory convergence | Letter | PDF 428.49 KB |
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| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
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| 19/04/2022 | ESMA35-43-3112 | Letter to the EC on the MiFID II suitability consultation | MiFID - Investor Protection | Letter | PDF 177.03 KB |
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| 02/02/2022 | ESMA35-43-2900 | Supervisory briefing in relation to firms using tied agents in the MiFID II framework | MiFID - Investor Protection | Reference | PDF 198.53 KB |
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| 30/09/2021 | ESMA35-43-2836 response form | Response form for the Consultation Paper on Review of the MiFID II framework on best execution reports | MiFID - Investor Protection | Reference | DOCX 771.39 KB |
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| 29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
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| 04/02/2020 | ESMA35-43-2134 | ESMA’s Technical Advice to the Commission on the effects of product intervention measures | MiFID - Investor Protection | Technical Advice | PDF 425.6 KB |
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| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |