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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
10/09/2012 2012/557 PL EUNGiPW (Europejski Urząd Nadzoru Giełd i Papierów Wartościowych) ostrzega inwestorów detalicznych przed pułapkami inwestowania online Investor Warning PDF
424.04 KB
EUNGiPW (Europejski Urząd Nadzoru Giełd i Papierów Wartościowych) ostrzega inwestorów detalicznych przed pułapkami inwestowania online
10/09/2012 2012/557 PT A ESMA alerta os investidores para os riscos dos investimentos online Investor Warning PDF
336.1 KB
A ESMA alerta os investidores para os riscos dos investimentos online
10/09/2012 2012/557 RO ESMA avertizează micii investitori cu privire la capcanele investiţiilor online Investor Warning PDF
422.25 KB
ESMA avertizează micii investitori cu privire la capcanele investiţiilor online
10/09/2012 2012/557 SK ESMA varuje retailových investorov pred nástrahami online investovania Investor Warning PDF
436.28 KB
ESMA varuje retailových investorov pred nástrahami online investovania
10/09/2012 2012/557 SL Evropski organ za vrednostne papirje in trge (ESMA) opozarja male vlagatelje na pasti spletnih naložb Investor Warning PDF
407.45 KB
Evropski organ za vrednostne papirje in trge (ESMA) opozarja male vlagatelje na pasti spletnih naložb
10/09/2012 2012/557 SV Esma varnar icke-professionella investerare för fällor vid investeringar via internet Investor Warning PDF
372.31 KB
Esma varnar icke-professionella investerare för fällor vid investeringar via internet
20/11/2012 2012/721 Opinion on Article 50(2)(a) of the UCITS Directive Opinion PDF
81.31 KB
01/08/2013 2013/1072 Practical arrangements for the late transposition of the AIFMD Opinion PDF
93.1 KB
The European Securities and Markets Authority (ESMA) has published an Opinion on arrangements for the late imposition of the AIFMD. The scope of the opinion is confined to the provision of collective portfolio management services. Arrangements before implementation of the Directive in all Member States Notification of marketing of EU AIFs when the host MS of the AIFM has not transposed the Directive (Articles 31 and 32 of the Directive) ESMA believes that, if the Directive has been transposed in the home MS of the AIFM, the competent authority of the host MS of the AIFM (Article 32) or home MS of the AIFM (Article 31) may not refuse a valid notification under the Directive on the ground that the Directive has not yet been transposed in the host MS. This applies irrespective of whether the marketing is done using the freedom to provide services or by means of a branch. Management passport (Article 33 of the Directive) ESMA believes that AIFMs established in a MS that has transposed the Directive should be able to manage an EU AIF via the management passport, both using the freedom to provide services or by means of a branch, in a MS where the Directive has not been transposed, irrespective of the provisions currently in place in such jurisdiction since the relevant provisions of the Directive are of a self-executing nature, and provided the AIFM is authorised to manage that type of AIF in accordance with Article 33(1) of the AIFMD. Any local restrictions on AIFMs that are not in accordance with the AIFMD will need to be disapplied.
01/10/2013 2013/1340 Collection of information for the effective monitoring of systemic risk under Article 24(5), first sub-paragraph, of the AIFMD Opinion PDF
70.75 KB
28/02/2013 2013/267 Contracts for Difference (CFDs) , Investor Warning PDF
389.45 KB
18/04/2013 2013/267 BG ДОГОВОРИТЕ ЗА РАЗЛИКИ (CFD) Investor Warning PDF
549.63 KB
ДОГОВОРИТЕ ЗА РАЗЛИКИ (CFD)
18/04/2013 2013/267 CS Rozdílové smlouvy (CFD) Investor Warning PDF
578.42 KB
Rozdílové smlouvy (CFD)
18/04/2013 2013/267 DA Differencekontrakter (CFD'er) Investor Warning PDF
435.78 KB
Differencekontrakter (CFD'er)
18/04/2013 2013/267 DE Differenzgeschäfte (CFD) Investor Warning PDF
518.87 KB
Differenzgeschäfte (CFD)
18/04/2013 2013/267 EL Συμβάσεις επί διαφορών (CFD) Investor Warning PDF
427.45 KB
Συμβάσεις επί διαφορών (CFD)
18/04/2013 2013/267 ES Contratos por Diferencias (CFD) Investor Warning PDF
270.64 KB
Contratos por Diferencias (CFD)
18/04/2013 2013/267 ET Hinnavahelepingud (CFD) Investor Warning PDF
457.39 KB
Hinnavahelepingud (CFD)
18/04/2013 2013/267 FI Hinnanerosopimukset (CFD) Investor Warning PDF
455.13 KB
Hinnanerosopimukset (CFD)
18/04/2013 2013/267 FR Contrats sur différence (CFD) Investor Warning PDF
386.18 KB
Contrats sur différence (CFD)
18/04/2013 2013/267 HU Különbözeten alapuló ügyletek (CFD-k) Investor Warning PDF
431.21 KB
Különbözeten alapuló ügyletek (CFD-k)