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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|17/03/2017||esma35-30-479||IPISC CWG Application form 2017||MiFID - Investor Protection||Reference||DOCX
|11/05/2017||ESMA32-60-172||Invitation to the ESMA European Single Electronic Format Meet-the-Market Workshop||Corporate Disclosure, European Single Electronic Format, Transparency||Reference||PDF
|16/06/2017||Delegation agreement - SE/DK||Delegation Agreement between Finanstilsynet and Finansinspektionen||MiFID - Investor Protection, MiFID - Secondary Markets||Reference||PDF
|28/06/2017||ESMA32-60-196||Call for volunteers- Field test European Single Electronic format (ESEF)||Corporate Disclosure, European Single Electronic Format||Reference||PDF
|07/09/2017||Delegation agreement - FI/DK||Delegation Agreement between Finanssivalvonta and Finansinspektionen||MiFID - Investor Protection, MiFID - Secondary Markets||Reference||PDF
|02/10/2017||ESMA71-99-608||Annex (Template for the Assessment of Collective Suitability)||Guidelines and Technical standards, MiFID - Investor Protection||Reference||XLSX
|27/10/2017||ESMA32-63-364||Summary of results of the fact finding exercise on IFRS 9 and IFRS 15||Corporate Disclosure, IFRS Supervisory Convergence||Reference||PDF
|04/12/2017||ESMA31-69-163||Call for expressions of interest for the Consultative Working Group of ESMA’s Corporate Finance Standing Committee (CFSC)||Corporate Disclosure, Corporate Finance||Reference||PDF
|04/12/2017||ESMA31-69-163 FORM||Application form for CFSC CWG||Corporate Disclosure, Corporate Finance||Reference||DOCX
|18/12/2017||ESMA 71-99-671||Briefing note- Preparing for 2020: ESEF field tests and reporting manual||European Single Electronic Format||Reference||PDF
|26/03/2018||ESMA35-43-1000||Additional information on the agreed product intervention measures relating to contracts for differences and binary options||MiFID - Investor Protection||Reference||PDF
|27/03/2018||ESMA71-98-125||FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors||MiFID - Investor Protection||Reference||PDF
|18/05/2018||ESMA31-69-78||CFSC Terms of Reference||Corporate Disclosure||Reference||PDF
|18/05/2018||ESMA32-65-42||CRSC Terms of Reference||Corporate Disclosure||Reference||PDF
|18/05/2018||ESMA35-30-643||IPISC Terms of Reference||MiFID - Investor Protection||Reference||PDF
|01/06/2018||ESMA35-43-1135||Notice of ESMA's Product Intervention Decisions on CFDs and binary options||MiFID - Investor Protection, Warnings and publications for investors||Reference||PDF
|23/08/2018||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|01/10/2018||ESMA35-43-1391||Notice of ESMA’s Product Intervention Renewal Decision in relation to binary options||MiFID - Investor Protection||Reference||PDF
|31/10/2018||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|13/11/2018||ESMA35-43-1206||MiFID II Supervisory Briefing on Suitability||MiFID - Investor Protection||Reference||PDF