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Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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28/10/2014 | 2014-1293es | Directrices de la ESMA sobre la supervisión de información financiera | Guidelines and Technical standards | Guidelines & Recommendations | PDF 424.17 KB |
ES - Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea | |||
21/08/2012 | 2012/387 ES | Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 347.12 KB |
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18/12/2012 | 2012/832 ES | Directrices sobre fondos cotizados (ETF) y otras cuestiones relativas a los OICVM | Guidelines and Technical standards | Guidelines & Recommendations | PDF 344.66 KB |
Directrices sobre fondos cotizados (ETF) y otras cuestiones relativas a los OICVM | |||
01/08/2014 | 2014/937 es | Directrices sobre fondos cotizados (ETF) y otras cuestiones relativas a los OICVM | Guidelines and Technical standards, Fund Management | Guidelines & Recommendations | PDF 351.34 KB |
This is an update of the guidelines originally published in 2012. The new version of the guidelines modifies the original provision on diversification of collateral received by UCITS in the context of efficient portfolio management techniques and over-the-counter financial derivative transactions. | |||
25/08/2014 | JC/2014/43 es | Directrices sobre la gestión de quejas y reclamaciones para los sectores de valores (ESMA) y bancario (ABE) | Joint Committee, Guidelines and Technical standards | Guidelines & Recommendations | PDF 157.17 KB |
The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) published today their Joint Committee final Report on guidelines for handling consumer complaints in the securities and banking sectors. The document aims to increase market confidence and for the benefit of consumers and firms alike it will ensure a harmonised approach to handling complaints for all 28 EU Member States and across all financial services sectors.The final report published today is part of the efforts of the European Supervisory Authorities to bring further supervisory convergence across the securities and banking sectors. It was developed on the basis of the existing complaints-handling guidelines established by EIOPA (the European Insurance and Occupational Pensions Authority) for the insurance sector. The report was launched for a public consultation last year and this final version takes into consideration the feedback received.ESMA and the EBA consider that these guidelines will ensure a consistent approach to complaints-handling across the EU. Consumers can purchase financial services and products in the investment, banking and insurance sectors across the entire EU Single Market and these guidelines will allow them to refer to a single set of complaints-handling arrangements. EU consumers will therefore be able to rely on the same approach irrespective of what type of product they have purchased and where they have purchased it.In addition to strengthening consumer protection -a key statutory objective for ESMA and for the EBA-, the guidelines will also allow firms, some of which sell products from more than one sector across the EU, to streamline and standardise their own complaints-handling arrangements. National regulators too will be able to supervise the same harmonised requirements across all sectors of financial services in their own jurisdictions.The guidelines will be translated into the official languages of the European Union (EU) and they will become applicable two months after the date of publication of their translations. | |||
23/06/2015 | 2015/609 ES | Directrices sobre la información periódica que deben presentar a la AEVM las agencias de calificación crediticia | Guidelines and Technical standards, Credit Rating Agencies | Guidelines & Recommendations | PDF 168.16 KB |
ES - Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea | |||
03/07/2013 | 2013/232 ES | Directrices sobre las políticas remunerativas adecuadas con arreglo a la DGFIA | Guidelines and Technical standards | Guidelines & Recommendations | PDF 810.62 KB |
Directrices sobre las políticas remunerativas adecuadas con arreglo a la DGFIA | |||
27/03/2014 | 2014/298 ES | Directrices sobre los acuerdos de cooperación e intercambio de información | Guidelines and Technical standards | Guidelines & Recommendations | PDF 410.27 KB |
Directrices sobre los acuerdos de cooperación e intercambio de información—entre las autoridades competentes, y entre las autoridades competentes y la AEVM Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea | |||
28/03/2012 | 2012/197 es | Directrices sobre medición de riesgos y estimación de la exposición global de ciertos tipos de OICVM estructuradas | Fund Management, Guidelines and Technical standards | Guidelines & Recommendations | PDF 267.49 KB |
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10/06/2013 | 2013/322 ES | Directrices y recomendaciones para establecer evaluaciones coherentes, eficientes y eficaces de los acuerdos de interoperabilidad | Guidelines and Technical standards | Guidelines & Recommendations | PDF 271.86 KB |
Directrices y recomendaciones para establecer evaluaciones coherentes, eficientes y eficaces de los acuerdos de interoperabilidad | |||
04/09/2014 | 2014/1133 es | Directrices y recomendaciones relativas a la aplicación de los Principios del CSPL-OICV relativos a las Infraestructuras de los Mercados Financieros en relación con las entidades de contrapartida central | Guidelines and Technical standards | Guidelines & Recommendations | PDF 268.75 KB |
ES - Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea | |||
03/10/2013 | 2013/1390 ES | Directrices y recomendaciones relativas a los acuerdos escritos entre miembros de colegios de ECC | Guidelines and Technical standards | Guidelines & Recommendations | PDF 229.33 KB |
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01/10/2013 | 2013/606 SV | Ersättningspolicy och ersättningspraxis (MiFID-direktivet) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 248.72 KB |
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02/04/2013 | 2013/74 IT | Esenzione per attività di supporto agli scambi (market making) e operazioni di mercato primario ai sensi del regolamento (UE) 236/2012 del Parlamento europeo e del Consiglio del 14 marzo 2012 relativo alle vendite allo scoperto e a taluni aspetti dei cont | Short Selling, Guidelines and Technical standards | Guidelines & Recommendations | PDF 496.67 KB |
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28/10/2014 | 2014-1293lt | ESMA finansinės informacijos reikalavimų vykdymo užtikrinimo gairės | Guidelines and Technical standards | Guidelines & Recommendations | PDF 417.19 KB |
LT - Šį tekstą išvertė Europos Sąjungos įstaigų vertimo centras. | |||
05/10/2015 | 2015/1415 | ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Guidelines and Technical standards | Guidelines & Recommendations | PDF 252.43 KB |
BG - Преводът е предоставен от Центъра за преводи за органите на Европейския съюз. |
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28/10/2014 | 2014-1293 | ESMA Guidelines on enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Guidelines & Recommendations | PDF 405.13 KB |
BG - Преводът е предоставен от Центъра за преводи за органите на Европейския съюз.CS - Tento překlad vypracovalo Překladatelské středisko pro instituce Evropské unie.DA - Denne oversættelse er udarbejdet af Oversættelsescentret for Den Europæiske Unions Organer.DE - Die Übersetzung erfolgte durch das Übersetzungszentrum für die Einrichtungen der Europäischen Union.EL - Η παρούσα μετάφραση έγινε από το Μεταφραστικό Κέντρο των Οργάνων της Ευρωπαϊκής Ένωσης.ES - Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea ET - Selle tõlke tegi Euroopa Liidu Asutuste Tõlkekeskus.FI - Euroopan unionin elinten käännöskeskus on tehnyt tämän käännöksen.FR - La présente traduction a été fournie par le Centre de traduction des organes de l’Union européenne. HR - Za prijevod se pobrinuo Prevoditeljski centar za tijela Europske unije.HU - Ezt a fordítást az Európai UnióIT - La presente traduzione è stata fornita dal Centro di traduzione degli organismi dell’Unione europea.LT - Šį tekstą išvertė Europos Sąjungos įstaigų vertimo centras.LV - Šo tulkojumu ir nodrošinājis Eiropas Savienības iestāžu Tulkošanas centrs.MT - Din it-traduzzjoni ġiet ipprovduta miċ-Ċentru tat-Traduzzjoni għall-Korpi tal-Unjoni Ewropea.NL - Deze vertaling is verzorgd door het Vertaalbureau voor de organen van de Europese Unie.PL - Tłumaczenie wykonane przez Centrum Tłumaczeń dla Organów Unii Europejskiej.PT - Esta tradução foi fornecida pelo Centro de Tradução dos Organismos da União Europeia.RO - Această traducere a fost asigurată de Centrul de Traduceri pentru Organismele Uniunii Europene.SK - Preklad vyhotovilo Prekladateľské stredisko pre orgány Európskej únie.SL - Prevod je zagotovil Prevajalski center za organe Evropske unije.SV - Den här översättningen har utförts av Översättningscentrum för Europeiska unionens organ. |
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20/04/2012 | 2012/236 | ESMA's Technical Advice on possible delegated acts of the short-selling and certain aspects of CDS | Short Selling, Market Integrity | Technical Advice | PDF 509.39 KB |
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06/06/2013 | 2013/659 | ESMA-EBA Principles for Benchmark-Setting Processes in the EU | Guidelines and Technical standards | Guidelines & Recommendations | PDF 396.35 KB |
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28/10/2014 | 2014-1293de | ESMA-Leitlinien zur Überwachung von Finanzinformationen (Enforcement) | Guidelines and Technical standards | Guidelines & Recommendations | PDF 439.04 KB |
DE - Die Übersetzung erfolgte durch das Übersetzungszentrum für die Einrichtungen der Europäischen Union. |