ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X MiFID - Secondary Markets X Planning reporting budget X Post Trading X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/03/2019 | ESMA63-43-1131 | ESMA Budget Amendment n.1 for 2018 | Board of Supervisors, Management Board, Planning reporting budget | Reference | PDF 292.13 KB |
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| 11/03/2019 | ESMA LEI 06/03/2019 | EU rules on LEI- presentation | MiFID - Secondary Markets | Reference | PDF 796.16 KB |
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| 11/02/2019 | ESMA35-43-1493 | MiFID II supervisory briefing on the use of third-country branches by EU firms | Brexit, MiFID - Investor Protection, Supervisory convergence | Reference | PDF 469.29 KB |
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| 07/02/2019 | ESMA63-43-1190 | ESMA Budget 2019 | Board of Supervisors, Management Board, Planning reporting budget | Reference | PDF 164 KB |
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| 07/02/2019 | ESMA50-157-1588 | ESMA Risk Assessment Work Programme 2019 | Innovation and Products, Planning reporting budget, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 465.58 KB |
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| 06/02/2019 | ESMA70-153-5 | List of applicant CSDs | Post Trading | Reference | PDF 26.07 KB |
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| 25/01/2019 | ESMA70-708036281-159 | Competent Authorities Responsible for the Authorisation and Supervision of Central Securities Depositories (CSDs) | Post Trading | Reference | PDF 372.04 KB |
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| 25/01/2019 | ESMA70-152-388 | List of applicants CCPs | Post Trading | Reference | PDF 123.11 KB |
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| 21/12/2018 | ESMA70-151-2038 | Response Form- CP for CSDR GL on Settlement Fails Reporting | Post Trading | Reference | DOCX 748.68 KB |
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| 21/12/2018 | ESMA70-151-2040 | Response form- CP for CSDR GL on Standardised procedure | Post Trading | Reference | DOCX 766.26 KB |
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| 19/12/2018 | ESMA70-156-173 | MiFID II list of supplementary deferral regimes | MiFID - Secondary Markets | Reference | XLSX 57.45 KB |
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| 11/12/2018 | ESMA70-708036281-176 | Public Register for the Clearing Obligation under EMIR | Post Trading | Reference | PDF 539.99 KB |
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| 13/11/2018 | ESMA35-43-1206 | MiFID II Supervisory Briefing on Suitability | MiFID - Investor Protection | Reference | PDF 557.16 KB |
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| 09/11/2018 | ESMA70-156-785 Reply form | Reply form for the Call for evidence on periodic auctions for equity instruments | MiFID - Secondary Markets | Reference | DOCX 772.02 KB |
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| 09/11/2018 | ESMA70-156-785 | Call for evidence periodic auctions for equity instruments | MiFID - Secondary Markets | Reference | PDF 537.4 KB |
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| 03/10/2018 | ESMA20-95-933 | 2019 Work Programme | Board of Supervisors, Corporate Information, Planning reporting budget | Reference | PDF 470.98 KB |
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| 01/10/2018 | ESMA35-43-1391 | Notice of ESMA’s Product Intervention Renewal Decision in relation to binary options | MiFID - Investor Protection | Reference | PDF 98.36 KB |
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| 22/08/2018 | ESMA70-151-1693 | Response form CP on the Clearing Obligation under EMIR (no. 6) | Post Trading | Reference | DOCX 769.06 KB |
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| 21/08/2018 | ESMA02-91-1957 | Audit Opinion on ESMA Final Accounts Financial Year 2017 | Corporate Information, Planning reporting budget | Reference | PDF 937.4 KB |
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| 08/08/2018 | ESMA70-151-1462 | ESMA70-151-1462 Communication on clearing and trading obligation for PF | MiFID - Secondary Markets | Reference | PDF 123.91 KB |