ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
109
REFINE YOUR SEARCH
Sections
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Prospectus filter Prospectus
- (-) Remove Short Selling filter Short Selling
- CESR Archive (109) Apply CESR Archive filter
- Post Trading (8) Apply Post Trading filter
- Corporate Disclosure (6) Apply Corporate Disclosure filter
- Fund Management (4) Apply Fund Management filter
- Joint Committee (4) Apply Joint Committee filter
- Transparency (4) Apply Transparency filter
- Market Abuse (2) Apply Market Abuse filter
- Corporate Information (1) Apply Corporate Information filter
Type of document
- (-) Remove Investor Warning filter Investor Warning
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove CESR Document filter CESR Document
- Reference (193) Apply Reference filter
- Opinion (167) Apply Opinion filter
- Guidelines & Recommendations (150) Apply Guidelines & Recommendations filter
- Press Release (128) Apply Press Release filter
- Consultation Paper (93) Apply Consultation Paper filter
- Statement (65) Apply Statement filter
- Final Report (63) Apply Final Report filter
- Letter (32) Apply Letter filter
- Decision (31) Apply Decision filter
- Report (30) Apply Report filter
- Speech (28) Apply Speech filter
- Technical Advice (19) Apply Technical Advice filter
- Compliance table (15) Apply Compliance table filter
- Q&A (15) Apply Q&A filter
- Annual Report (11) Apply Annual Report filter
- Vacancy (4) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Warnings and publications for investors X Vacancies X Prospectus X Credit Rating Agencies X Corporate Governance X Short Selling X Technical Standards X CESR Document X Investor Warning X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
||||
28/02/2017 | ESMA70-872942901-21 - annex | Final Draft RTS on packaged orders | MiFID - Secondary Markets | Technical Standards | PDF 334.25 KB |
||||
11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
||||
19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. | |||
30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
||||
22/12/2011 | 2011/462 | Final Report- Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation | Credit Rating Agencies | Technical Standards | PDF 445.83 KB |
||||
22/12/2011 | 2011/464 | Final report- Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA | Credit Rating Agencies | Technical Standards | PDF 485.78 KB |
||||
22/12/2011 | 2011/463 | Final report- Regulatory technical standards on the information for registration and certification of credit rating agencies | Credit Rating Agencies | Technical Standards | PDF 444.79 KB |
||||
22/12/2011 | 2011/461 | Final report- Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 | Credit Rating Agencies | Technical Standards | PDF 555.25 KB |
||||
18/04/2013 | 2013/267 SL | Finančne pogodbe na razliko (CFD) | Warnings and publications for investors | Investor Warning | PDF 417.91 KB |
Finančne pogodbe na razliko (CFD) | |||
06/01/2012 | 2011/412_nl | Handel in valuta | Warnings and publications for investors | Investor Warning | PDF 38.49 KB |
||||
06/01/2012 | 2011/412_sv | Handel med utländsk valuta (forex) | Warnings and publications for investors | Investor Warning | PDF 37.35 KB |
||||
18/04/2013 | 2013/267 FI | Hinnanerosopimukset (CFD) | Warnings and publications for investors | Investor Warning | PDF 455.13 KB |
Hinnanerosopimukset (CFD) | |||
18/04/2013 | 2013/267 ET | Hinnavahelepingud (CFD) | Warnings and publications for investors | Investor Warning | PDF 457.39 KB |
Hinnavahelepingud (CFD) | |||
07/02/2014 | 2014/154 LT | Investavimo į sudėtingus produktus rizika | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 590.31 KB |
||||
05/12/2011 | 2011/412 | Investor warning- Trading in foreign exchange (forex) | Warnings and publications for investors | Investor Warning | PDF 562.44 KB |
This is the original English version of the warning. It has been translated into all EU languages, to see a specific language version, please click the relevant language on the left. | |||
07/02/2014 | 2014/154 MT | Ir-riskji li tinvesti fi prodotti kumplessi | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 554.57 KB |
||||
06/01/2012 | 2011/412_fi | Kaupankäynti valuuttamarkkinoilla (forex) | Warnings and publications for investors | Investor Warning | PDF 39.1 KB |