ESMA LIBRARY
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MiFID - Investor Protection X MiFID - Secondary Markets X Credit Rating Agencies X European Single Electronic Format X Board of Appeal X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/07/2019 | 2019-ESMA-35-43-2042- | ESMA opinion under Article 43(2) MiFIR (HR_CFD) | MiFID - Investor Protection | Opinion | PDF 99.31 KB |
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| 24/07/2019 | 2019-ESMA-35-43-2043- | ESMA opinion under Article 43(2) MiFIR (HR_BO) | MiFID - Investor Protection | Opinion | PDF 115.77 KB |
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| 23/07/2019 | ESMA35-43-1542 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 144.16 KB |
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| 18/07/2019 | ESMA71-99-1199 | Press Release for CRA sustainability | Credit Rating Agencies, Sustainable finance | Press Release | PDF 79.07 KB |
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| 18/07/2019 | ESMA33-9-321 | Technical Advice on Sustainability Considerations in the Credit Rating Market | Credit Rating Agencies | Technical Advice | PDF 451.01 KB |
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| 18/07/2019 | ESMA33-9-320 | Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies | Credit Rating Agencies | Final Report | PDF 336.63 KB |
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| 17/07/2019 | ESMA35-43-1905 | Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 479.41 KB |
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| 17/07/2019 | ESMA35-36-1711 | Report on sanctions and measures imposed under MiFID II in 2018 | MiFID - Investor Protection | Report | PDF 296.09 KB |
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| 17/07/2019 | ESMA35-43-1983 | ESMA opinion under Article 43(2) MiFID (CZ_CFD) | MiFID - Investor Protection | Opinion | PDF 100.16 KB |
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| 15/07/2019 | esma41-139-1224 | Amended_decision_nordea | Credit Rating Agencies | Decision | PDF 236.05 KB |
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| 15/07/2019 | esma41-139-1230 | Amended_decision_swedbank | Credit Rating Agencies | Decision | PDF 243.03 KB |
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| 15/07/2019 | esma41-139-1229 | Amended_decision_seb | Credit Rating Agencies | Decision | PDF 239.8 KB |
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| 15/07/2019 | esma41-139-1231 | Amended decision Handelsbanken | Credit Rating Agencies | Decision | PDF 244.4 KB |
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| 15/07/2019 | ESMA35-43-2019 | Consultation paper on compliance function guidelines | MiFID - Investor Protection | Consultation Paper | PDF 677.15 KB |
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| 12/07/2019 | ESMA70-156-1436 | Public Statement MiFIR DTO | MiFID - Secondary Markets, Post Trading | Statement | PDF 116.79 KB |
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| 12/07/2019 | ESMA70-156-1065 | Press_Release_ESMA launches consultation on cost of market data and consolidated tape | MiFID - Secondary Markets, Press Releases | Press Release | PDF 90.42 KB |
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| 12/07/2019 | ESMA70-156-1471 | Response Form- CP review report_cost of market data and consolidated tape equity | MiFID - Secondary Markets | Reference | DOCX 757 KB |
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| 12/07/2019 | ESMA70-156-1065 | CP_MiFID review report_cost of market data and consolidated tape equity | MiFID - Secondary Markets | Consultation Paper | PDF 697.42 KB |
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| 12/07/2019 | ESMA32-60-254 | ESEF Reporting Manual | European Single Electronic Format | Reference | PDF 679.1 KB |
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| 12/07/2019 | ESMA35-36-1743 | Statement Product Intervention | MiFID - Investor Protection | Statement | PDF 104.99 KB |