ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
89
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Credit Rating Agencies X Risk Analysis & Economics - Markets Infrastructure Investors X European Single Electronic Format X Securities and Markets Stakeholder Group X SMSG Advice X Compliance table X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/09/2015 2015/SMSG/025 SMSG Position Paper MAR SMSG Advice PDF
158.23 KB
11/11/2015 ESMA/2015/SMSG/031 Advice on sound remuneration under UCITS and AIFMD SMSG Advice PDF
123.3 KB
06/02/2016 2016/SMSG/006 SMSG Opinion Paper on PRIIPs Regulation – Performance Measures SMSG Advice PDF
101.82 KB
18/02/2016 2015/SMSG/036 SMSG Advice on ESEF , SMSG Advice PDF
109.63 KB
13/04/2016 2016/SMSG/010 SMSG Advice MAR Guidelines SMSG Advice PDF
152.68 KB
10/05/2016 2016/SMSG/011 SMSG Advice on ESMA's DP on the validation and review of CRAs’ methodologies SMSG Advice PDF
75.25 KB
14/06/2016 2016/SMSG/014 SMSG Position Paper on Supervisory Convergence SMSG Advice PDF
174.38 KB
16/12/2016 2016/SMSG/022 SMSG Advice- Response to ESMA’s Consultation Paper on Draft technical standards under the Benchmarks Regulation SMSG Advice PDF
165.4 KB
17/01/2017 2016/SMSG/024 SMSG Advice- Response to ESMA’s Consultation Paper on MiFID II product governance SMSG Advice PDF
202.01 KB
07/03/2017 ESMA22-106-140 SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability , SMSG Advice PDF
150.61 KB

SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders

25/04/2017 ESMA22-106-196 Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions SMSG Advice PDF
144.22 KB
17/05/2017 ESMA22-106-210 SMSG Advice- Response to the Public Consultation on the Operations of the European Supervisory Authorities SMSG Advice PDF
523.99 KB
22/06/2017 ESMA22-106-264 SMSG Advice- Own Initiative Report Product Intervention SMSG Advice PDF
1.08 MB
22/06/2017 ESMA22-106-265 SMSG Advice- Securities lending Report SMSG Advice PDF
141.55 KB
23/10/2017 ESMA22-106-407 SMSG Advice- Response to the Public Consultation on Prospectus Regulation Level 2 SMSG Advice PDF
165.79 KB
17/11/2017 ESMA22-106-474 SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements SMSG Advice PDF
771.46 KB
19/03/2018 ESMA22-106-911 SMSG Advice- Response to ESMA’s Consultation Paper on draft regulatory technical standards under the new Prospectus Regulation SMSG Advice PDF
300.8 KB
04/04/2018 ESMA 22-106-897 SMSG comments on the Commission proposals regarding the operation of the ESAs’ Stakeholder Groups SMSG Advice PDF
120.92 KB
20/09/2018 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II , Compliance table PDF
308.27 KB
20/09/2018 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Compliance table PDF
311.86 KB