ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
86
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- Guidelines and Technical standards (535) Apply Guidelines and Technical standards filter
- Fund Management (99) Apply Fund Management filter
- Joint Committee (69) Apply Joint Committee filter
- Credit Rating Agencies (38) Apply Credit Rating Agencies filter
- Short Selling (23) Apply Short Selling filter
- Post Trading (13) Apply Post Trading filter
- Market Abuse (5) Apply Market Abuse filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Market Integrity (3) Apply Market Integrity filter
- Prospectus (3) Apply Prospectus filter
- Benchmarks (1) Apply Benchmarks filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- Opinion (107) Apply Opinion filter
- Reference (104) Apply Reference filter
- Press Release (52) Apply Press Release filter
- Consultation Paper (37) Apply Consultation Paper filter
- Investor Warning (26) Apply Investor Warning filter
- Letter (24) Apply Letter filter
- Final Report (23) Apply Final Report filter
- Statement (23) Apply Statement filter
- Speech (21) Apply Speech filter
- Compliance table (14) Apply Compliance table filter
- Q&A (10) Apply Q&A filter
- Report (10) Apply Report filter
- Technical Standards (8) Apply Technical Standards filter
- Decision (5) Apply Decision filter
- Annual Report (3) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
- Technical Advice (1) Apply Technical Advice filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/09/2012 | 2012/388 LV | Pamatnostādnes par noteiktiem FITD darbības atbilstības kontroles funkcijas prasību | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 355.06 KB |
||||
| 28/09/2012 | 2012/388 MT | Linji gwida dwar ċerti aspetti tar-rekwiżiti tal-funzjoni għall-konformità tal-MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 362.34 KB |
||||
| 28/09/2012 | 2012/388 NL | Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-eisen voor de compliancefunctie | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 357.72 KB |
||||
| 28/09/2012 | 2012/388 PL | Wytyczne w sprawie określonych aspektów wymogów dyrektywy MiFID dotyczących komórki ds. nadzoru zgodności z prawem | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 369.1 KB |
||||
| 28/09/2012 | 2012/388 PT | Orientações sobre determinados aspetos dos requisitos associados à função de verificação do cumprimento no quadro da DMIF | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 365.51 KB |
||||
| 28/09/2012 | 2012/388 RO | Orientări cu privire la anumite aspecte ale cerinţelor MiFID privind funcţia de asigurare a conformităţii | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 362.63 KB |
||||
| 28/09/2012 | 2012/388 SK | Usmernenia o určitých aspektoch požiadaviek MiFID týkajúcich sa vykonávania funkcie dodržiavania (compliance) | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 375.81 KB |
||||
| 28/09/2012 | 2012/388 SL | Smernice o določenih vidikih zahtev funkcije skladnosti iz direktive MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 365.04 KB |
||||
| 28/09/2012 | 2012/388 SV | Riktlinjer om vissa aspekter av kraven för funktionen för regelefterlevnad enligt MiFID | MiFID - Investor Protection, Guidelines and Technical standards | Guidelines & Recommendations | PDF 346.11 KB |
||||
| 24/04/2014 | 2013/606 BG | Политики и практики на възнаграждение (Директива за пазарите на финансови инструменти — MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 298.55 KB |
||||
| 01/10/2013 | 2013/606 CS | Zásady a postupy v oblasti odměňování (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 343.56 KB |
||||
| 01/10/2013 | 2013/606 DA | Aflønningspolitik og-praksis (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 357.25 KB |
||||
| 01/10/2013 | 2013/606 DE | Vergütungsgrundsätze und-verfahren (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 331.96 KB |
||||
| 01/10/2013 | 2013/606 EL | Κατευθυντήριες γραμμές σχετικά με τις πολιτικές και τις πρακτικές αποδοχών (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 385.26 KB |
||||
| 11/06/2013 | 2013/606 EN | Guidelines on remuneration policies and practices (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 304.7 KB |
||||
| 01/10/2013 | 2013/606 ES | Políticas y prácticas de remuneración (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 258.25 KB |
||||
| 01/10/2013 | 2013/606 ET | Tasustamispoliitika ja-tavad (finantsinstrumentide turgude direktiiv) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 236.61 KB |
||||
| 01/10/2013 | 2013/606 FI | Palkka- ja palkkiopolitiikat ja-käytännöt (MiFID) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 247.13 KB |
||||
| 01/10/2013 | 2013/606 FR | Politiques et pratiques de rémunération (Directive MIF) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 261.06 KB |
||||
| 01/10/2013 | 2013/606 HR | Politike i prakse primitaka (MiFID-a) | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 247.13 KB |