ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
13/10/2010 10-1040 Final Advice- Client Categorisation Final Report PDF
209.96 KB
12/10/2010 3L3 12-10-10 Report Report- 3L3 Task Force Report on Packaged Retail Investment Products (PRIPs) Final Report PDF
357.9 KB
08/10/2010 10-663 Revision protocol of the guidance to report transactions on OTC derivatives Final Report PDF
83.25 KB
06/10/2010 10-1113 Languages accepted for the purpose of the scrutiny of the Prospectus and requirements of translation of the Summary- October 2010 Final Report PDF
114.32 KB
23/09/2010 10-917 Activity Report on IFRS enforcement 2009 Final Report PDF
249.55 KB
29/07/2010 MiFID Review Compiled Version CESR Technical Advice to the European Commission in the Context of the MiFID Review and Responses to the European Commission Request for Additional Information Final Report PDF
1.13 MB
29/07/2010 10-802 CESR Technical Advice to the European Commission in the Context of the MiFID Review- Equity Markets Final Report PDF
408 KB
29/07/2010 10-799 CESR Technical Advice to the European Commission in the Context of the MiFID Review: Non-equity Markets Transparency Final Report PDF
261.97 KB
29/07/2010 10-808 CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting Final Report PDF
233.62 KB
29/07/2010 10-859 CESR Technical Advice to the European Commission in the context of the MiFID Review- Investor Protection and Intermediaries Final Report PDF
424.13 KB
29/07/2010 10-860 CESR’s Responses to Questions 15-18 and 20-25 of the European Commission Request for Additional Information in Relation to the Review of MiFID Final Report PDF
243.78 KB
29/07/2010 10-697 CESR report on trends, risks and vulnerabilities in financial markets Final Report PDF
3.32 MB
26/07/2010 10-928 Central Repository (CEREP) reporting requirements Final Report PDF
51.53 KB
13/07/2010 10-834 8th Extract from EECS’s Database of Enforcement Decisions Final Report PDF
161.13 KB
05/07/2010 10-567 22nd meeting of the Market Participants Consultative Panel Final Report PDF
123.41 KB
26/05/2010 10-453 Report- Technical details of the pan-European short selling disclosure regime Final Report PDF
139.92 KB
21/05/2010 10-332 Final advice- Technical Advice to the European Commission on the Equivalence between the US Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies Final Report PDF
3.57 MB
19/04/2010 10-295 Report- Inducements: good and poor practices Final Report PDF
864.96 KB
06/04/2010 09-1120 Final report: Market Abuse Directive –options and discretions Final Report PDF
1.23 MB
11/03/2010 10-282 Data on Prospectuses approved and passported in the EU from July 2009 to December 2009 Final Report PDF
131.46 KB