ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/09/2018 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II , Compliance table PDF
308.27 KB
08/08/2018 ESMA70-151-1462 ESMA70-151-1462 Communication on clearing and trading obligation for PF Reference PDF
123.91 KB
13/07/2018 ESMA70-156-471 Response form for the Consultation Paper on the Amendment to RTS 11 (ESMA70-156-357) Reference DOCX
772.08 KB
01/06/2018 ESMA35-43-1135 Notice of ESMA's Product Intervention Decisions on CFDs and binary options , Reference PDF
241.42 KB
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29/05/2018 ESMA65-8-4678 MiFIR Reporting Instructions Log of Changes Reference XLSX
24.18 KB
28/05/2018 ESMA35-43-869 Guidelines on certain aspects of the MiFID II suitability requirements Final Report PDF
788.12 KB
23/05/2018 ESMA70-154-576 CDTF Terms of Reference Reference PDF
201.01 KB
18/05/2018 ESMA70-154-555 SMSC Terms of Reference Reference PDF
209.92 KB
18/05/2018 ESMA35-30-643 IPISC Terms of Reference Reference PDF
152.35 KB
03/04/2018 ESMA31-62-800 Technical advice under the Prospectus Regulation Final Report PDF
4.7 MB
27/03/2018 ESMA71-98-125 FAQ ESMA's product intervention measures in relation to CFDs and binary options offered to retail investors Reference PDF
389.95 KB
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26/03/2018 ESMA35-43-1000 Additional information on the agreed product intervention measures relating to contracts for differences and binary options Reference PDF
202.01 KB
26/03/2018 ESMA70-156-354 Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1) Final Report PDF
434.94 KB
26/03/2018 ESMA70-155-4809 List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR Reference PDF
139.42 KB
23/01/2018 ESMA70-156-275RF Reply Form to ESMA70-156-275 Reference DOCX
763.24 KB
08/01/2018 20180103 Overview of MiFID II position management controls Reference XLSX
11.24 KB
22/12/2017 ESMA50-164-677 FAQs on MiFID II- Transitional Transparency Calculations , Reference PDF
303.58 KB
20/12/2017 ESMA65-8-5257 Instructions on download and use of double volume cap results files Reference PDF
238.39 KB
20/12/2017 ESMA65-8-5240 FIRDS Instructions on download and use of full and delta transparency results files Reference PDF
466.79 KB
19/12/2017 ESMA70-156-185 Template for reporting circuit breakers parameters to ESMA Reference XLSX
41.46 KB