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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
06/01/2012 2011/412_hu Devizakereskedés (forex) Investor Warning PDF
172.8 KB
06/01/2012 2011/412_it Operazioni in cambi (forex) Investor Warning PDF
39.85 KB
06/01/2012 2011/412_lt Prekyba užsienio valiuta (Forex) Investor Warning PDF
179.27 KB
06/01/2012 2011/412_lv Ārvalstu valūtas maiņas tirgus (FOREX) Investor Warning PDF
188.47 KB
06/01/2012 2011/412_mt Negozjar f’muniti barranin (forex) Investor Warning PDF
178.12 KB
06/01/2012 2011/412_nl Handel in valuta Investor Warning PDF
38.49 KB
06/01/2012 2011/412_pl Transakcje na rynku walutowym (forex) Investor Warning PDF
183.84 KB
06/01/2012 2011/412_pt Operações em divisas Investor Warning PDF
39.68 KB
06/01/2012 2011/412_ro Tranzacţii valutare (forex) Investor Warning PDF
178.83 KB
06/01/2012 2011/412_sk Obchodovanie s devízami (forex) Investor Warning PDF
179.14 KB
06/01/2012 2011/412_sl Devizno trgovanje (forex) Investor Warning PDF
166.78 KB
06/01/2012 2011/412_sv Handel med utländsk valuta (forex) Investor Warning PDF
37.35 KB
02/12/2011 2011/414 Press release- ESMA gathers worldwide supervisors to discuss enforcement of IFRS , Press Release PDF
28.53 KB
09/12/2011 2011/431 Global regulators discuss OTC derivatives regulation , Press Release PDF
18.94 KB
Leaders and senior representatives of the authorities responsible for the regulation of the over-the-counter (OTC) derivatives markets in Canada, the European Union, Hong Kong, Japan, Singapore and the United Statesmet met yesterday in Paris.  
13/12/2011 2011/444 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU , Consultation Paper PDF
1.15 MB
The purpose of this consultation document from ESMA is to seek comments on the technical advice that ESMA proposes to give to the European Commission on a number of possible delegated acts.
22/12/2011 2011/445 Consultation paper on guidelines on certain aspects of the MiFID suitability requirements Consultation Paper PDF
355.06 KB
22/12/2011 2011/446 Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements Consultation Paper PDF
393.94 KB
22/12/2011 2011/456 Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines & Recommendations PDF
407 KB

This is the final report. The guidelines along with the translations are published separately.

22/12/2011 2011/457 ESMA outlines future automated trading regime for trading platforms, investment firms and competent authorities , Press Release PDF
151.9 KB
08/03/2011 2011/62 10th Extract from EECS's Database of Enforcement Decisions Final Report PDF
361.42 KB