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ESMA Library

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

6028 documents
Date Sort ascending Reference Title Sections Type Main document Info
31/03/2022 MoU for the United Arab Emirates Memorandum of Understanding Related to ESMA’s Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs established in the United Arab Emirates and supervised by the Securities and Commodities Authority CCP Directorate Reference DOWNLOAD 240.18 KB
31/03/2022 ESMA42-111-6889 Follow-up to GLEFI Peer Review Report Issuer disclosure, Financial reporting Reference DOWNLOAD 429.7 KB
31/03/2022 ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Final Report DOWNLOAD 475.42 KB
30/03/2022 ESMA70-155-6641 Opinion on the assessment of pre-trade transparency waivers Trading Opinion DOWNLOAD 348.55 KB
30/03/2022 ESMA32-63-1249 2021 Corporate reporting enforcement and regulatory activities Prospectus Annual Report DOWNLOAD 748.01 KB
30/03/2022 MoU USA - SEC Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing Compliance with Recognition Conditions by Certain Clearing Agencies Established in the United States CCP Directorate Reference DOWNLOAD 257.43 KB
30/03/2022 MoU USA - CFTC Supplemental Arrangement Supplemental Arrangement to 2016 Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing Compliance with Recognition Conditions by Derivatives Clearing Organizations Established in the United States CCP Directorate Reference DOWNLOAD 177.18 KB
30/03/2022 MoU Switzerland Memorandum of Understanding Related to ESMA's Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs Established in Switzerland CCP Directorate Reference DOWNLOAD 270.19 KB
30/03/2022 MoU Singapore Memorandum of Understanding between ESMA and MAS Related to Central Counterparties Established in Singapore CCP Directorate Reference DOWNLOAD 184.8 KB
30/03/2022 MoU Korea Memorandum of Understanding between ESMA and the FSC/FSS Related to CCPs Established in the Republic of Korea CCP Directorate Reference DOWNLOAD 187.51 KB
30/03/2022 MoU New Zeleand Memorandum of Understanding between ESMA, the Reserve Bank of New Zealand and the Financial Markets Authority Related to CCPs Established in New Zealand CCP Directorate Reference DOWNLOAD 200.23 KB
30/03/2022 MoU Mexico Memorandum of Understanding between European Securities and Markets Authority (ESMA)and theNational Banking and Securities Commission(CNBV) Related toCCPs Established in Mexico CCP Directorate Reference DOWNLOAD 245.3 KB
30/03/2022 MoU Japan - MAFF/METI Memorandum of Cooperation between the European Securities and Markets Authority, and Ministry of Agriculture, Forestry and Fisheries of Japan and Ministry of Economy, Trade and Industry of Japan Related to CCPs Established in Japan CCP Directorate Reference DOWNLOAD 302.44 KB
30/03/2022 MoU Japan - JFSA Memorandum of Cooperation between the European Securities and Markets Authority and Financial Services Agency of Japan Related to CCPs Established in Japan CCP Directorate Reference DOWNLOAD 202.05 KB
30/03/2022 MoU Hong Kong Memorandum of Understanding between ESMA and the Securities and Futures Commission Related to CCPs Established in Hong Kong CCP Directorate Reference DOWNLOAD 199.25 KB
30/03/2022 MoU Dubai Memorandum of Understanding Related to ESMA’s Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs established in the Dubai International Financial Centre CCP Directorate Reference DOWNLOAD 243.06 KB
30/03/2022 MoU Canada - Alberta Memorandum of Understanding between ESMA and ASC - CCPs established in the province of Alberta CCP Directorate Reference DOWNLOAD 895.8 KB
30/03/2022 MoU Canada - Quebec, Ontario Memorandum of Understanding between ESMA, the Ontario Securities Commission and the Autorité des marchés financiers of Québec; Related to Central Counterparties Established in Ontario and Québec – Canada CCP Directorate Reference DOWNLOAD 260.67 KB
30/03/2022 MoU Brasil Memorandum of Understanding between ESMA and Banco Central do Brasil and Comissão de Valores Mobiliários related to CCPs Established in Brazil CCP Directorate Reference DOWNLOAD 546.44 KB
30/03/2022 MoU Australia Memorandum of Understanding between RBA, ASIC and ESMA CCP Directorate Reference DOWNLOAD 371.26 KB