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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
31/10/2019 ESMA31-62-1360 EEA prospectus activity in 2018 Report PDF
394.26 KB
06/11/2019 ESMA22106-2002 SMSG advice on ESMA’s CP on the MiFID II compliance function SMSG Advice PDF
212.25 KB
15/11/2019 ESMA22-106-2007 SMSG advice on product intervention SMSG Advice PDF
278.26 KB
15/11/2019 ESMA22-106-2008 SMSG advice on UCITS performance fees SMSG Advice PDF
154.89 KB
02/12/2019 esma31-62-1193 List of prospectus thresholds , , Reference PDF
221.54 KB
04/12/2019 ESMA31-59-1417 ESMA amendments to an RTS relating to the PR Reference PDF
283.48 KB
12/12/2019 ESMA22-106-2044 SMSG response to ESMA’s Consultation Paper on MAR review report SMSG Advice PDF
232.25 KB
20/12/2019 SMSG ESMA20-06-2053 Joint position paper from the ESA stakeholder groups on the ESA review SMSG Advice PDF
283.55 KB
13/01/2020 ESMA31-62-1409 Compliance table GLs on Risk factors Reference PDF
144.99 KB
21/01/2020 ESMA22-106-2077 SMSG Advice on Joint Consultation Paper on PRIIPs KID , SMSG Advice PDF
426.62 KB
14/02/2020 ESMA22-106-2097 Call for expression of interest to the ESMA Securities and Markets Stakeholder Group (SMSG) Reference PDF
128.74 KB
14/02/2020 SMSG 2020 SMSG application form 2020 Reference DOCX
38.1 KB
14/02/2020 ESMA22-106-2062 Procedure- ESMA Stakeholder Group Renewal Procedure 2020 Reference PDF
234.62 KB
14/02/2020 ESMA71-99-1282 ESMA seeks candidates for its stakeholder group , Press Release PDF
92.77 KB
18/02/2020 ESMA31-62-1258 Q&As on the Prospectus Regulation Q&A PDF
535.12 KB
20/02/2020 ESMA34-32-418 AIFMD MoUs signed by the EU authorities , Reference XLSX
50.84 KB
27/02/2020 ESMA/2014/677-REV Information on shareholder cooperation and acting in concert under the Takeover Bids Directive , Statement PDF
416.26 KB

The European Securities and Markets Authority (ESMA) has published an update to its statement on practices governed by the Takeover Bid Directive (TBD), focused on shareholder cooperation issues relating to acting in concert and the appointment of board members. The update concerns a change to the Croatian creep-in threshold and secondary threshold in Appendix B. The statement contains a White List of activities that shareholders can cooperate on without the presumption of acting in concert. It also contains information on how shareholders may cooperate in order to secure board member appointments by setting out factors that national authorities may take into account when considering whether shareholders are acting in concert.The statement is in response to a request by the European Commission for clarity on these issues, following its 2012 report on the application of the TBD. It is based on information collected about the TBD’s application and common practices across the European Economic Area (EEA). The statement was prepared by the Takeover Bids Network, a permanent working group, under ESMA’s auspices, that promotes the exchange of information on practices and application of the TBD across EEA.

10/03/2020 ESMA22-106-2123 Summary of Conclusions Joint BoS and SMSG meeting 4 December 2019 , Summary of Conclusions PDF
95.58 KB
23/03/2020 ESMA22-106-2149 SMSG own initiative report on measures relating to the Covid-19 crisis SMSG Advice PDF
182.56 KB
07/04/2020 ESMA22-106-2144 SMSG Summary of Conclusions 5 February 2020 Summary of Conclusions PDF
224.67 KB