The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.



Type of document

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
27/09/2004 04-483 Management of Conflicts of Interest- Is there a ‘European Way’? Keynote Address by Arthur Docters van Leeuwen, Chairman of the CESR Speech PDF
95.56 KB
This speech was delivered by Harman W.O.L.M Korte, Director at the Netherlands Authority for the Financial Markets, at the Fefsi Fund Forum, Amsterdam, 24th September 2004
06/10/2004 04-382 Interim report on the activities of CESR to the European Commission Annual Report PDF
167.29 KB
CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee.
21/10/2004 04-434 CESR guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC amd 2001/108/EC) CESR Document PDF
168.28 KB
21/10/2004 04-541 Press release- CESR launches a consultation on guidelines for supervisors implementing the transitional provisions of the amending UCITS Directives Press Release PDF
85.01 KB
21/10/2004 04-509 Concept Paper on equivalence of certain third countries GAAP Final Report PDF
281.87 KB
21/10/2004 04-542 Press release- CESR consults on the concepts it will use to measure equivalence between third countries GAAP and IAS/IFRS Press Release PDF
109.75 KB
21/10/2004 04-534 Press release- CESR and the US Commodity Futures Trading Commission (CFTC) announce the launch of a Trans-Atlantic Co-operation Initiative and set out a ‘Statement of Intent to Develop an Action Plan on Cross Border Issues’ Press Release PDF
86.07 KB
21/10/2004 04-562 CESR presents for consultation its draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID). Consultation Paper PDF
430.09 KB
21/10/2004 04-551 Press release- EU Regulators respond to rapid integration in Europe’s financial markets heralded by the measures introduced by the Financial Services Action Plan with progress on 4 key initiatives Press Release PDF
76.8 KB
22/10/2004 04-561 Standards for securities clearing and settlement systems in the European Union CESR Document PDF
531.56 KB
22/10/2004 04-572 Summary of answers to consultation on Clearing and Settlement Systems Final Report PDF
181.11 KB
22/10/2004 04-547 Press release- Approval of the report entitled “Standards for securities clearing and settlement in the European Union” by the European System of Central Banks (ESCB) and the Committee of European Securities Regulators (CESR) Press Release PDF
66.52 KB
25/10/2004 04-570 Press release- CESR consults on an analytical report “Which supervisory tools for the EU securities markets?” Press Release PDF
67.01 KB
25/10/2004 04-333f Which supervisory tools for the EU securities markets? Preliminary Progress Report ("Himalaya Report") Final Report PDF
297.64 KB
The purpose of this preliminary analytical paper by the Committee of European Securities Regulators (CESR) is to contribute to the creation of an efficient EU single market for financial services. This consultative report is a first attempt to define how securities regulators can play their role in order to ensure full and consistent implementation as well as effective enforcement of all measures included in the Financial Services Action Plan in the area of securities, in the next five years. The work concentrates on the objective of securities regulators which are to maintain fair, transparent and secure securities market; it does not cover issues related to the prudential supervision of banks or insurance companies which are of fundamental different nature and focus. Please post your responses on the CESR website by 31 January 2005
28/10/2004 04-511 CESR's advice on possible implementing measures of the Transparency Directive Final Report PDF
711.54 KB
28/10/2004 04-578 Press release- CESR publishes its Advice on Possible Implementing Measures of the Transparency Directive Press Release PDF
95.42 KB
28/10/2004 04-586 Formal Mandate to CESR for Advice on Possible Modifications to the UCITS Directive in the form of Clarification of Defenitions Concerning Eligible Assets for Investment of UCITS Reference PDF
164.56 KB
28/10/2004 04-579 Press release- CESR launches a Call for Evidence on possible modifications of the UCITS Directive Press Release PDF
89.88 KB
28/10/2004 04-527b The role of CESR at Level 3 under the Lamfalussy Process Reference PDF
233.17 KB
28/10/2004 04-588 Press release- CESR publishes a paper entitled 'The Role of CESR at “Level 3” Under the Lamfalussy Process' Press Release PDF
149.97 KB