ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
03/10/2016 2016/1422 Reply form to consultation on non-equity tape Reference DOCX
754.13 KB
24/05/2019 ESMA70-156-1101 Reply Form Position Limits Reference DOCX
751.26 KB
24/05/2019 ESMA70-156-1101 Reply Form Position Limits Reference DOCX
751.26 KB
24/07/2015 2015/1210 Reply form for the Guidelines on sound remuneration policies under the UCITS Directive and AIFMD Reference DOCX
786.38 KB
20/09/2016 2016/1389 RF Reply Form for the DP on the trading obligation for derivatives under MiFIR Reference DOCX
771.18 KB
13/07/2016 2016/1121 REPLY FORM Reply form for the Consultation Paper on the Guidelines on the validation and review of CRAs’ methodologies Reference DOCX
770.06 KB
09/11/2018 ESMA70-156-785 Reply form Reply form for the Call for evidence on periodic auctions for equity instruments Reference DOCX
772.02 KB
06/10/2016 2016/1440 reply form Reply form for Guidelines on the calibration, publication and reporting of trading halts Reference DOCX
753.86 KB
10/11/2016 2016/1562 REPLY FORM Reply Form for CP on draft RTS on package orders for which there is a liquid market Reference DOCX
774.65 KB
06/04/2016 2016/570 RF Reply Form DP SC Reference DOCX
786.46 KB
15/02/2019 ESMA34-47-218 RF Reply form call for IMSC CWG Reference DOCX
34.63 KB
06/05/2020 ESMA35-43-2391 Reminder of firms’ MiFID II conduct of business obligations in the context of increasing retail investor activity , Statement PDF
118.75 KB
15/02/2012 2012/100 Regulators re-elect Jean Guill, Kurt Pribil and Fernando Restoy to ESMA’s Management Board , Press Release PDF
111.25 KB
11/12/2015 2015/1870 Registration form Open Hearing on Discussion Paper Reference DOCX
334.56 KB
15/10/2020 ESMA34-46-96 Register of authorised European long-term investment funds (ELTIFs) Reference XLSX
49.62 KB
21/02/2012 2012/113 Questions and Answers- A Common Definition of European Money Market Funds- updated February 2012 Q&A PDF
83.79 KB
The purpose of this document is to promote common supervisory approaches and practices in the application of the guidelines on a Common Definition of European Money Market Funds developed by CESR by providing responses to questions posed by the general public and competent authorities. The content of this document is aimed at competent authorities to ensure that in their supervisory activities their actions are converging along the lines of the responses adopted by ESMA. However, the answers are also intended to help management companies by providing clarity as to the content of CESR’s guidelines on a Common Definition of European Money Market Funds, rather than creating an extra layer of requirements.
21/11/2016 2016/1586 Questions and Answers on UCITS Directive Q&A PDF
454.07 KB
28/05/2020 ESMA33-128-563 Questions and answers on the Securitisation Regulation Q&A PDF
1.18 MB
11/04/2019 ESMA31-67-127 Question and answers on Transparency Directive (TD) , , , , Q&A PDF
354.59 KB
29/05/2018 ESMA70-145-408 Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) Q&A PDF
536.17 KB