| 20/07/2022 |
SSR sanctions |
Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) |
Short Selling |
Reference |
DOWNLOAD 372.65 KB |
|
| 20/07/2022 |
ESMA50-164-2193 |
TRV Article_Key Retail Risk Indicators for the EU single market |
Investor protection, Risk monitoring |
Reference |
DOWNLOAD 428.33 KB |
|
| 20/07/2022 |
ESMA34-43-392 |
Q&A on the application of the UCITS Directive |
Fund Management |
Q&A |
DOWNLOAD 767.22 KB |
|
| 19/07/2022 |
ESMA35-43-3020 |
Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 320.25 KB |
|
| 19/07/2022 |
JC 2022 30 |
Joint Committee's Rules of Procedures |
Joint Committee |
Reference |
DOWNLOAD 654.7 KB |
|
| 19/07/2022 |
ESMA74-362-893 |
QAs on SFTR data reporting |
Post Trading, Securities Financing Transactions, Trade Repositories |
Q&A |
DOWNLOAD 405.28 KB |
|
| 19/07/2022 |
ESMA70-1861941480-56 |
Q&A on MiFIR data reporting |
Trading, Supervisory convergence |
Q&A |
DOWNLOAD 1.12 MB |
|
| 19/07/2022 |
ESMA91-372-2064 |
2021 Peer review of EU CCP supervision |
CCP Directorate |
Final Report |
DOWNLOAD 503.8 KB |
|
| 18/07/2022 |
ESMA81-459-65 |
Working Group on Euro Risk-Free Rates - 17 June 2022 Meeting Minutes |
Benchmarks |
Reference |
DOWNLOAD 3.32 MB |
|
| 15/07/2022 |
ESMA40-134-2458 |
Conflict of interests and ethics policy - ESMA staff |
Careers, About ESMA |
Reference |
DOWNLOAD 3.5 MB |
|
| 15/07/2022 |
ESMA40-134-3263 |
Decision on Conflict of Interest Policy for Non-Staff |
Management Board |
Decision |
DOWNLOAD 169.2 KB |
|
| 15/07/2022 |
ESMA80-196-6345 |
Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation |
Credit Rating Agencies, Guidelines and Technical standards |
Final Report |
DOWNLOAD 411.44 KB |
|
| 13/07/2022 |
ESMA91-372-2274 |
Klaus Löber speech at FIA Forum: Frankfurt 2022, 12 July 2022 |
CCP Directorate, Speeches |
Speech |
DOWNLOAD 137.96 KB |
|
| 13/07/2022 |
ESMA32-334-541 |
ESMA letter to ISSB on Exposure Drafts ‘IFRS S1 General Requirements for Disclosure of Sustainability-related Financial Information’ and ‘IFRS S2 Climate-related Disclosures’ |
Sustainable finance |
Letter |
DOWNLOAD 345.06 KB |
|
| 13/07/2022 |
ESMA65-8-9949 |
FIRDS User Guide v5.1 |
Trading |
Reference |
DOWNLOAD 2.06 MB |
|
| 12/07/2022 |
ESMA74-362-2566 |
Third updated LEI statement SFTR |
Market data, Post Trading, Securities Financing Transactions |
Statement |
DOWNLOAD 130.43 KB |
|
| 12/07/2022 |
ESMA70-156-6046 |
Opinion on classification of counterparties in weekly position reports |
Trading |
Opinion |
DOWNLOAD 97.67 KB |
|
| 11/07/2022 |
ESMA22-106-4135 |
SMSG advice to ESMA on EFRAG Consultation on Sustainability Reporting standards |
Securities and Markets Stakeholder Group, Sustainable finance |
SMSG Advice |
DOWNLOAD 178.31 KB |
|
| 11/07/2022 |
ESMA70-450-1185 |
Reply_Form_CP_Consultation Paper_Amendment of Article 19 of CSDR RTS on Settlement Discipline |
Post Trading |
Reference |
DOWNLOAD 749.66 KB |
|
| 11/07/2022 |
ESMA70-450-1173 |
Consultation Paper - Amendment of Article 19 of CSDR RTS on Settlement Discipline |
Post Trading |
Consultation Paper |
DOWNLOAD 312.96 KB |
|
