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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
24/01/2012 2012/SMSG/1 SMSG work programme for 2012 Securities and Markets Stakeholder Group Reference PDF
58.17 KB		 This document sets out the work programme for 2012 which has been adopted by the Securities and Markets Stakeholder Group. It also sets out a preliminary work programme for 2013 which falls within the current Group’s mandate.
04/01/2012 2011/330 final ESMA 2012 Work Programme Corporate Information Reference PDF
751.64 KB		 This document sets out ESMA’s work programme for 2012, highlighting the key priorities and explaining how they will be delivered. This document has been approved by ESMA’s Management Board and Board of Supervisors. Annex 3 presents a more detailed view on the key work streams ESMA will run in 2012.
12/12/2011 ESA-ESRB 2011 Agreement between the ESRB and EBA, EIOPA and ESMA on the establishment at the ESRB Secretariat of specific confidentiality procedures Corporate Information Reference PDF
60.92 KB		 Agreement between the ESRB and EBA, EIOPA and ESMA on the establishment at the ESRB Secretariat of specific confidentiality procedures in order to safeguard information regarding individual financial institutions and information from which individual financial institutions can be identified. It sets out general principles and measures for exchanging, storing and accessing confidential information between the ESRB and each ESA.
01/12/2011 2011/SMSG/15 Summary of conclusions- SMSG meeting on 11 October 2011 Securities and Markets Stakeholder Group Reference PDF
80.45 KB
23/11/2011 ESMA budget 2011 ESMA Budget for 2011 Corporate Information Reference PDF
67.78 KB		 This document is published in accordance with Article 26.4 of the ESMA Financial Regulation on the principle of budgetary transparency. Please note that it is a budgetary forecast.
25/10/2011 2011/353 Comment letter to the IAASB- IAASB Consultation Paper Audit Letter PDF
243.33 KB
19/10/2011 2011/SMSG/3 Summary of conclusions- meeting of the SMSG on 21 July 2011 Securities and Markets Stakeholder Group Reference PDF
59.38 KB
09/08/2011 2011/239 2011 Calendar of the Chair and Executive Director of ESMA- updated 20 December 2011 Corporate Information Reference PDF
219.25 KB
14/06/2011 2011/190 ESMA guidebook Corporate Information Reference PDF
781.37 KB		 This guidebook provides useful information for persons coming to ESMA for meetings or hearings.
04/01/2011 10-1541 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis Joint Committee, Audit Letter PDF
144.8 KB
04/01/2011 10-1541 Annex 1 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CESR annex Joint Committee, Audit Letter PDF
159.33 KB
04/01/2011 10-1541 Annex 2 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEBS annex Joint Committee, Audit Letter PDF
120.57 KB
04/01/2011 10-1541 Annex 3 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEIOPS annex Joint Committee, Audit Letter PDF
87.69 KB
03/01/2011 2011/9 Frequently asked questions- a guide to understanding ESMA Corporate Information Reference PDF
307.77 KB
03/01/2011 ESMA workplan ESMA workplan Corporate Information Reference PDF
116.35 KB
15/12/2010 EU 1092/2010 Regulation establishing the ESRB Corporate Information Reference PDF
944.87 KB
15/12/2010 EU 1095/2010 Regulation establishing ESMA Corporate Information Reference PDF
708.89 KB

Amended by Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011Directive 2014/51/EU of the European Parliament and of the Council of 16 April 2014
10/12/2010 10-1353 CESR Comment letter to the IAASB regarding the Consultation on the proposed revisions to International Standard on Auditing (ISA) 315, Identifying and Assessing the Risks of Material Misstatement through Understanding the Entity and Its Environment, and CESR Archive, Audit Letter PDF
140.38 KB
26/10/2010 10-1158 CESR comment letter regarding the IAASB consultation on the Exposure Draft on ISAE 3420, Assurance Reports on the Process to Compile Pro Forma Financial Information Included in a Prospectus CESR Archive, Audit Letter PDF
156.61 KB

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