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31/07/2003 03-208 Annexes CESR sends to the European Commission its Final Advice on Disclosure Obligations for listed and issuing companies- Annexes Final Report PDF
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31/07/2003 03-208 CESR sends to the European Commission its Final Advice on Disclosure Obligations for listed and issuing companies Final Report PDF
206.35 KB
CESR releases today its advice on draft technical measures to implement the Prospectus Directive(Ref. CESR/03-208 and Annexes), accompanied by a Feedback Statement on the consultation (Ref. CESR/03-209). The proposed measures would need to be met when securities are offered to the public or admitted to trading and responds to a request from the European Commission for technical advice by 31 July 2003. In particular, the advice submitted by CESR will propose the provision of standardised information across the EU for issuing companies to disclose to investors. These disclosure requirements include key financial information, operating results, specific risk factors, a statement on how the company complies with its national corporate governance code, remuneration of key management, as well as potential conflicts of interests. Additionally, to facilitate access to capital for
03/09/2003 03-212c CESR's Advice on the Second Set of Level 2 Implementing Measures for the Market Abuse Directive Final Report PDF
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The Committee of European Securities Regulators (CESR) released today the Advice on the Second Set of Implementing Measures for the Market Abuse Directive (Ref. CESR/03-212c), to be taken into account by the European Commission following the Market Abuse Directive. This Directive has to be implemented by Member States by October 2004. The implementing measures covered by the advice include: Guidelines for determining accepted market practices; inside information on commodity derivative markets; the maintenance of insider lists by issuers; the disclosure of transactions by senior managers; the obligation by financial intermediaries to report suspicious transactions. The work on the advice was undertaken by the CESR Expert Group on Market Abuse under the Chairmanship of Professor Stavros Thomadakis, Chairman of the Hellenic Capital Market Commission.
09/09/2003 03-286 Results of CESR’s public consultation on the consultation paper (Ref. CESR/03-162) on possible Level 2 implementing measures of the future Prospectus Directive Final Report PDF
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CESR publishes today the results of the public consultation on the consultation paper on possible level 2 implementing measures of the future Prospectus Directive. On 7 February 2003, the European Commission published its
01/10/2003 03-300 Annex E CESR submits its final advice on the content and format of Prospectus- Annex Final Report PDF
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01/10/2003 03-300 CESR submits its final advice on the content and format of Prospectus Final Report PDF
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CESR publishes today its Technical Advice on Level 2 Implementing Measures of the Prospectus Directive (Ref. CESR/03-300). The advice follows a consultation by CESR with industry on the minimum information to be provided in a prospectus; including, a
24/12/2003 03-498 Results of CESR’s public consultation on the consultation papers on Minimum Disclosure requirements for Sovereign Issuers and Financial Information on Prospectus Final Report PDF
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CESR publishes topday the results of the public consultation on the consultation papers on Minimum Disclosure requirements for Sovereign Issuers and Financial Information on Prospectus (Ref: CESR/03-498). On 30 July, CESR published an additional consultation paper (CESR/03-210b and annexes) on possible draft technical measures to implement the Prospectus Directive. The proposed measures would need to be met when securities are offered to the public or admitted to trading. CESR invited all interested parties to submit responses to the consultation paper. The consultation period closed on 30 October 2003, and the comments received will shape the basis of CESR"s final submission to the European Commission requested by 31 December 2003. We have endeavoured to place all the responses received electronically on the website. If you have any problems with the way in which your response has been issued or if your response has not been published, please contact the CESR Secretariat.
24/12/2003 03-500 Results of CESR’s public consultation on European Regulation on the application of IFRS in 2005 – Draft Recommendations for additional guidance regarding the transition to IFRS Final Report PDF
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Results of CESR
24/12/2003 03-499 Results of CESR’s public consultation on “The role of CESR in the regulation and supervision of UCITS and asset management in the EU” Final Report PDF
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Results of CESR
24/12/2003 03-393 Fourth Meeting of the CESR Market Participants Consultative Panel Final Report PDF
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Public statement on the 4th CESR Market Participants Consultative Panel held on 11th November 2003 in Paris.
08/01/2004 03-494 CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements- Summary of answers of a questionnaire on factual information regarding advertisement practices in the Member States Final Report PDF
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CESR is also publishing the summary to a questionnaire on factual information regarding advertisement practices and relevant legislation in the member states.
08/01/2004 03-400 CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements- Feedback Statement Final Report PDF
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08/01/2004 03-399 CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements Final Report PDF
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CESR submits its final (and third) package of advice on the Prospectus Directive to the European Commission. The advice follows a consultation by CESR with market participants on the minimum information to be provided in a prospectus, with special reference to the historical financial information to be included in a prospectus and on the dissemination of advertisements. CESR
08/01/2004 03-495 CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements- Summary of answers to a questionnaire on Exemption from obligation to publish Final Report PDF
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08/01/2004 03-496 CESR submits to the European Commission its final advice on the content of Prospectus and dissemination of advertisements- Summary of answers to a questionnaire on the equivalence of Propsectus drawn up in 3rd countries Final Report PDF
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12/01/2004 04-015 Summary and Responses on the Committee of European Securities Regulators (CESR) and the European System of Central Banks (ESCB) joint consultation on Standards for Securities Clearing & Settlement Systems in the European Union Final Report PDF
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This note summarises the responses to the ESCB-CESR public consultation on the consultative report entitled
03/03/2004 03-414b First Interim report by the Review Panel Final Report PDF
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Today CESR publishes the first interim report by the Review Panel which provides a global overview of the state of implementation of two sets of CESR Standards, one which establishes a common set of rules to protect investors across Europe and the other which establishes a common approach to the regulatory framework of Alternative Trading Systems (ATSs). The effective implementation of the Standards reviewed by CESR will ensure investors can enjoy an equivalent level of protection throughout Europe and that investment firms are assured a level playing field. This will therefore contribute to greater public confidence in the single market for financial services.
04/03/2004 03-415b Correspondence Table on CESR Standards for Alternative Trading Systems – All Responses(35 pages) Final Report PDF
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04/03/2004 03-135-Austria Correspondence Table on CESR Standards for Alternative Trading Systems- Austria Final Report PDF
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04/03/2004 03-135-Belgium Correspondence Table on CESR Standards for Alternative Trading Systems- Belgium Final Report PDF
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