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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/03/2013 2013/280 Vacancy notice- Chair of Committee drafting a proxy advising industry Code of Conduct , Reference PDF
102.91 KB
04/04/2013 2013/BS/30 Summary of conclusions BoS meeting 29/01/13 Reference PDF
268.86 KB
24/05/2013 request for technical advice Request from the European Commission for ESMA’s technical advice on procedural rules for taking supervisory measures and imposing fines on trade repositories Reference PDF
626.54 KB
06/06/2013 2013/BS/58 Summary of conclusions BoS meeting 14/03/13 Reference PDF
278.22 KB
11/07/2013 2013/BS/86 Summary of conclusions BoS meeting 22/05/13 Reference PDF
286.82 KB
27/08/2013 2013/BS/122 Summary of conclusions BoS meeting 30/04/13 Reference PDF
188.99 KB
27/09/2013 2013/BS/125 Summary of conclusions BoS meeting 04/07/13 Reference PDF
234.19 KB
07/11/2013 MARKT/G2/PSDM/bh (2013) 3663122 EC letter to ESMA on reporting of ETDs Reference PDF
430.71 KB
15/11/2013 2013/BS/155 Summary of conclusions BoS meeting 24/09/13 Reference PDF
193.33 KB
19/12/2013 2013/BS/197 Summary of conclusions BoS meeting 07/11/13 Reference PDF
97.67 KB
11/02/2014 2014/BS/01 Summary of conclusions BoS meeting 17/12/13 Reference PDF
214.46 KB
01/04/2014 2014/336 Trade Repository Supervision Work Plan 2014 Reference PDF
111.34 KB

The European Securities and Markets Authority (ESMA) is publishing a summary of its 2014 supervisory work plan in relation to trade repositories (TRs) with the aim of enhancing the transparency of its actions regarding TRs in the European Union. TRs centrally collect and maintain the records of derivative trades and play a central role in enhancing the transparency of derivative markets and reducing risks to financial stability. In November 2013, ESMA registered six TRs. The obligation for counterparties to report their derivative trades to registered TRs began on 12 February 2014. Under Titles VI and VII of Regulation EU 648/2012 (EMIR), the direct supervision of TRs has been entrusted to ESMA, who has started to supervise the six registered TRs. Supervision of TRs by ESMA is crucial to ensuring that TRs comply on an on-going basis with all EMIR requirements, thereby enabling regulators to access data and details of derivative contracts in order for them to fulfil their respective mandates.

06/05/2014 2014/BS/33 Summary of conclusions BoS meeting 06/02/14 Reference PDF
200.27 KB
28/05/2014 2014/BS/60 Summary of conclusions BoS meeting 19/03/14 Reference PDF
215.98 KB
19/08/2014 2014/BS/89 Summary of conclusions BoS meeting 20/05/14 Reference PDF
216.84 KB
01/10/2014 2014/1200 2015 Work Programme , , Reference PDF
500.54 KB
The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources.
08/10/2014 2014/bs/125 Summary of conclusions BoS meeting 09/07/14 Reference PDF
213.74 KB
07/11/2014 ODRG 7/11/14 Report of the OTC Derivatives Regulators Group (ODRG) to G20 Leaders on Cross-Border Implementation Issues Reference PDF
460.72 KB
19/11/2014 2014/BS/159 Summary of conclusions BoS meeting 25/09/14 Reference PDF
187.74 KB
19/12/2014 EC 18/12/2014 annex Letter from European Commission- Annex with Amended draft RTS on clearing obligation for IRS Reference PDF
74.34 KB