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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/08/2001 01-045fusion A "European Passeport" for issuers: An additional submission to the European Commission on the issue raised in paragraph 18 of the FESCO report of 20 December 2000 (Ref. Fesco/00-138b) CESR Archive Final Report PDF
223.73 KB		 The last FESCO paper on a "European Passeport" for issuer, stated that in a member of areas, further work needed to be undetaken. FESCO has considered some of these issues and is now submitting for comment the following paper regarding disclosure requiremnents for products different from shares and ordinary bonds, the offer and a proposal on the content of the Pro Forma and the other financial information to be included in the propesctus. This complementary document is not intended to pre-empt any work to be undertaken by the Committee of European Securities Regulators in relation to the proposed directive on prospectuses. Rather this paper aims to complete aspects of the FESCO first paper and inform the subsequent work by the Committee. All comments received will be forwarded to the European Commission, unless respondent state otherwise.
12/09/2001 01-001 Press release- Continuity and orderly functioning of Markets in Europe CESR Archive Press Release PDF
11.96 KB
19/09/2001 01-003 Press release- The first meeting and the Charter of the Committee of European Securities Regulators (CESR) CESR Archive Press Release PDF
26.26 KB		 The Committee of European Securities Regulators (CESR) met the first time in Paris on Tuesday 11 September 2001. The members have adopted the Charter (Ref. CESR/01-002) and elected Mr Arthur Van Leeuwen, the Chairman of the Securities Board of the Netherlands (STE), as Chairman.
04/10/2001 01-967bfusion Press release- CESR presents its consultation policy CESR Archive Press Release PDF
53.08 KB		 CESR has issued its draft statement of Consultation Practices (Ref. CESR/01-007b). The statement contains a number of specific commitments relating to who, when and how it will consult. It will contribute to raise transparency in the regulation of European securities markets. The draft Statement is attached to the press release. Please send your responses to the secretariat by November 16, 2001 at fdemarigny@europefesco.org.
18/10/2001 01-013b The harmonization of conduct of business rules CESR Archive Consultation Paper PDF
245.75 KB		 CESR has issued its revised proposals for the harmonization of conduct of business rules. The second round of public consultation covers the following documents: the revised proposal for the investor protection regimes (Ref.CESR/01-014),and the revised paper on the categorisation of investors (Ref.CESR/01-015.). The process of revision of the initial proposals and an explanation of major changes has been given in a cover-note (Ref. CESR/01-013).Please send your responses to the secretariat by November 15, 2001 at fdemarigny@europefesco.org.
18/10/2001 01-019 Press release- The harmonisation of conduct of business rules CESR Archive Press Release PDF
27.85 KB		 CESR has issued its revised proposals for the harmonization of conduct of business rules. The second round of public consultation covers the following documents: the revised proposal for the investor protection regimes (Ref. CESR/01-014),and the revised paper on the categorisation of investors (Ref. CESR/01-015.). The process of revision of the initial proposals and an explanation of major changes has been given in a cover-note (Ref. CESR/01-013). Please send your responses to the secretariat by November 15, 2001 at fdemarigny@europefesco.org. "
25/10/2001 01-021b Press release- Joint work between the CESR and the ECB on securities clearing and settlement systems CESR Archive Press Release PDF
32.03 KB		 The Governing Council of the Committee of European Securities Regulators (CESR) and the European Central Bank (ECB) agreed to conduct joint work issues of common interest in the field of securities clearing and settlement systems. This process will lead to the establishment of standards and/or recommendations for securities settlement systems and for central counterparties at the European level. Prof. Eddy Wymeersch, Chairman of the Belgian Commission Bancaire et Financi
17/12/2001 01-007c Public Statement of Consultation Practices CESR Archive Press Release PDF
52.27 KB
18/12/2001 01-048 Press release- Results of the Second Meeting of CESR CESR Archive Press Release PDF
96.8 KB
14/01/2002 02-001 Proposed Standards for Alternative Trading Systems- Paper for final consultation CESR Archive Consultation Paper PDF
114.08 KB		 This paper sets out proposed standards for ATSs in the EEA with a view to providing appropriate regulation under the ISD of investment firms operating ATSs. CESR has decided to issue the proposed standards for a second round of consultation in response to the important issues raised by respondents to the first consultation paper issued in June 2001. A feedback statement summarizing the responses received is also published in the section "Recent publications" (Ref. CESR/02-002). CESR invites responses to this final round of consultation by March 15, 2002.
14/01/2002 02-003 Press release- Final round of consultation on Standards for ATSs CESR Archive Press Release PDF
56.63 KB		 CESR published today, for a last round of consultation, revised proposals for common European standards for Alternative Trading Systems (ATSs) (Ref. CESR/02-001) in response to the important issues raised by respondents to the first consultation paper issued in June 2001. A feedback Statement summarising the responses received is also published (Ref. CESR/02-002) (See "Recent publications"). CESR invites comments to this second round of consultation by March 15, 2002. CESR intends to finalise the standards thereafter, with the aim of publishing final standards in June 2002.
14/01/2002 02-002 Proposed Standards for Alternative Trading Systems- Feedback statement CESR Archive CESR Document PDF
419.83 KB
01/02/2002 02-007b Measures to promote Market Integrity (Ref. CESR/01-052h) and Compilation of responses to the national consultation CESR Archive Final Report PDF
373.97 KB
23/02/2002 EPResolution A5-0011/2002 Report on the implementation of financial services legislation CESR Archive Final Report PDF
52.6 KB
05/03/2002 02-039b Interim Report on the Activities of CESR to the European Commission CESR Archive Annual Report PDF
59.08 KB		 Interim report on the activities of the Committee of European Securities Regulators (CESR) to the European Commission and sent to the European Parliament and the European Securities Committee.
15/03/2002 02-005b Joint work of the European System of Central Banks and the Committee of European Securities Regulators in the field of Clearing and Settlement CESR Archive Consultation Paper PDF
46.78 KB		 The joint work between CESR and the ESCB covers the possible adaptation of the IOSCO/CPSS recommendation to European environnment, an analysis of central counterparties clearing (CCPs) activities in Europe with a view to identifying a suitable regulatory approach and a review of the Giovannini report. At this stage of its work, the joint expert group is particularly interested in receiving views from all interested parties on these matters. Contributions should ideally be received before 6 May 2002.
27/03/2002 02-048 Possible implementing measures on Prospectuses- Request for advice and call for evidence CESR Archive Consultation Paper PDF
64.83 KB		 In releasing the requests for technical advice from the European Commission, CESR is inviting all interested parties to submit views as to what CESR should consider in its advice on possible implementing measures under the draft Directive on Prospectus to be published when securities are offered to the public or admitted to trading (Prospectus).
27/03/2002 02-047 Possible implementing Measures on Market Abuse- Request for advice and call for evidence CESR Archive Consultation Paper PDF
65.86 KB		 In releasing the requests for technical advice from the European Commission, CESR is inviting all interested parties to submit views as to what CESR should consider in its advice on possible implementing measures under the draft Directive on Insider Dealing and Market Manipulation (Market Abuse).
27/03/2002 02-042 Press release- Major outcomes of the third meeting of CESR. CESR starts work under the Lamfalussy approach CESR Archive Press Release PDF
54.21 KB
09/04/2002 01-014d A European Regime of Investor Protection – The Harmonisation of Conduct of Business Rules CESR Archive CESR Document PDF
133.19 KB		 This set of Standards and Rules provides harmonised core conduct of business rules for retail investors in the following areas: Standards and Rules of general application, information to be provided to customers, the "know your customer" standards and the duty of care, customers agreements, dealing requirements (including the "best execution" standards) and individual discretionary portfolio management. The profesional and counterparty regime, including the categorisation of investors paper, requires further work by CESR.

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