ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
105
REFINE YOUR SEARCH
Sections
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove International cooperation filter International cooperation
- (-) Remove ITMG filter ITMG
- CESR Archive (1055) Apply CESR Archive filter
- Guidelines and Technical standards (585) Apply Guidelines and Technical standards filter
- Post Trading (307) Apply Post Trading filter
- Corporate Disclosure (297) Apply Corporate Disclosure filter
- MiFID - Investor Protection (292) Apply MiFID - Investor Protection filter
- Fund Management (290) Apply Fund Management filter
- Press Releases (277) Apply Press Releases filter
- MiFID - Secondary Markets (267) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (218) Apply Credit Rating Agencies filter
- Corporate Information (204) Apply Corporate Information filter
- Joint Committee (199) Apply Joint Committee filter
- Securities and Markets Stakeholder Group (167) Apply Securities and Markets Stakeholder Group filter
- Warnings and publications for investors (141) Apply Warnings and publications for investors filter
- Speeches (134) Apply Speeches filter
- Board of Supervisors (133) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (115) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (101) Apply IFRS Supervisory Convergence filter
- Management Board (95) Apply Management Board filter
- Supervisory convergence (76) Apply Supervisory convergence filter
- Short Selling (75) Apply Short Selling filter
- IAS Regulation (74) Apply IAS Regulation filter
- Market Integrity (73) Apply Market Integrity filter
- Procurement (73) Apply Procurement filter
- Market Abuse (70) Apply Market Abuse filter
- Prospectus (65) Apply Prospectus filter
- Planning reporting budget (49) Apply Planning reporting budget filter
- Securitisation (47) Apply Securitisation filter
- Benchmarks (38) Apply Benchmarks filter
- Brexit (38) Apply Brexit filter
- Transparency (27) Apply Transparency filter
- European Single Electronic Format (22) Apply European Single Electronic Format filter
- Audit (20) Apply Audit filter
- Corporate Finance (20) Apply Corporate Finance filter
- Board of Appeal (18) Apply Board of Appeal filter
- Corporate Governance (18) Apply Corporate Governance filter
- Trade Repositories (18) Apply Trade Repositories filter
- Careers (12) Apply Careers filter
- MiFID II: Transparency Calculations and DVC (11) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (11) Apply Securities Financing Transactions filter
- Sustainable finance (7) Apply Sustainable finance filter
- Vacancies (3) Apply Vacancies filter
- Trading (1) Apply Trading filter
Type of document
- Reference (53) Apply Reference filter
- Speech (15) Apply Speech filter
- Press Release (9) Apply Press Release filter
- Statement (9) Apply Statement filter
- Report (4) Apply Report filter
- Final Report (3) Apply Final Report filter
- Letter (3) Apply Letter filter
- Opinion (3) Apply Opinion filter
- Consultation Paper (2) Apply Consultation Paper filter
- Technical Advice (2) Apply Technical Advice filter
- Guidelines & Recommendations (1) Apply Guidelines & Recommendations filter
- Q&A (1) Apply Q&A filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/01/2015 | 2015 ESMA SFC MoU | MoU between ESMA and SFC regarding CCPs | International cooperation | Reference | PDF 635.27 KB |
||||
| 05/03/2015 | MOU ESMA RBA | MoU between ESMA and RBA regarding trade repositories | International cooperation | Reference | PDF 134.04 KB |
The European Securities and Markets Authority (ESMA) and the Reserve Bank of Australia (RBA) have concluded a Memorandum of Understanding (MoU) that will allow RBA to have access to data held in European Trade repositories according to its mandate. The MoU is effective as of 18 February 2015.The ESMA-RBA MoU is the second cooperation arrangement established under Article 76 of the European Market Infrastructure Regulation (EMIR). This provision aims at ensuring that third-country authorities that do not have any trade repository in their jurisdiction may access the information on derivatives contracts held in European trade repositories which is relevant for their mandates. The MoU ensures that guarantees of professional secrecy exist. The first MoU of this kind was concluded in November 2014 between ESMA and the Australian Securities & Investments Commission (ASIC). | |||
| 09/03/2015 | ESMA MAS MoU | ESMA and MAS MoU on CCPs | International cooperation | Reference | PDF 758.85 KB |
||||
| 22/04/2015 | 2015/532 | Investment using virtual currency or distributed ledger technology | Innovation and Products | Consultation Paper | PDF 526.19 KB |
ESMA has been monitoring and analysing virtual currency investment over the last 6 months, to understand developments in the market, potential benefits or risks for investors, market integrity or financial stability, and to support the functioning of the EU single market. ESMA’s analysis is set out in this paper. ESMA is seeking to share its analysis in order to promote wider understanding of innovative market developments, and invites market participants and other stakeholders to submit feedback and any additional information on the following topics: Virtual currency investment products, i.e. collective investment schemes or derivatives such as options and CFDs that have virtual currencies (VCs) as an underlying or invest in VC related businesses and infrastructure; Virtual currency based assets/securities and asset transfers, i.e. financial assets such as shares, funds, etc. that are exclusively traded using virtual currency distributed ledgers (also known as block chains);and The application of the distributed ledger technology to securities/investments, whether inside or outside a virtual currency environment. | |||
| 21/05/2015 | 2015/856 Ann1 | Investment-based crowdfunding- Insights from regulators in the EU | Innovation and Products | Final Report | PDF 319.65 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 29/10/2015 | 2015/1615 | Steven Maijoor speech at ECN | Innovation and Products, Speeches | Speech | PDF 261.75 KB |
||||
| 07/01/2016 | 2015-12-16 OECD | OECD A Blundell-Wignall speech for ESMA FI Day | Innovation and Products | Reference | PDF 502.52 KB |
||||
| 07/01/2016 | 2015/1912 | Opening Speech by J Servais, President of FSMA | Innovation and Products | Speech | PDF 162.44 KB |
||||
| 07/01/2016 | 2015/1913 | ESMA FI Day- Panel outlines | Innovation and Products | Reference | PDF 161.27 KB |
||||
| 07/01/2016 | 2015/1914 | Agenda for ESMA FI Day | Innovation and Products | Reference | PDF 170.52 KB |
||||
| 07/01/2016 | 2015/1915 | Closing Speech by V Ross, ESMA FI Day | Innovation and Products | Speech | PDF 100.54 KB |
||||
| 07/03/2016 | 2016/345 | Financial Innovation towards a balanced regulatory response- Speech by V. Ross | Innovation and Products, Speeches | Speech | PDF 138.83 KB |
||||
| 04/04/2016 | 2016/220 | ToR FISC | Innovation and Products | Reference | PDF 90.34 KB |
||||
| 04/04/2016 | 2016/226 | ToR ITMG | ITMG | Reference | PDF 116.21 KB |
||||
| 02/06/2016 | 2016/773 | Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Consultation Paper | PDF 573.86 KB |
||||
| 02/06/2016 | 2016/773 RF | Reply form for the Discussion Paper on the Distributed Ledger Technology Applied to Securities Markets | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | DOCX 755.79 KB |
||||
| 02/06/2016 | 2016/743 | ESMA assesses usefulness of distributed ledger technologies | Innovation and Products, Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 152.48 KB |
||||
| 30/06/2016 | MOU FSB ESMA | MoU on the supervision of CRAs- ESMA and FSB South Africa | Credit Rating Agencies, International cooperation | Reference | PDF 504.28 KB |
||||
| 30/09/2016 | 2016/1420 | Financial Technology: The Regulatory Tipping Points | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 273.28 KB |