ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
14/01/2002 02-002 Proposed Standards for Alternative Trading Systems- Feedback statement CESR Archive CESR Document PDF
419.83 KB
30/12/2003 03-490b Preparing for the implementation of Financial Reporting Standards (IFRS)- Feedback Statement CESR Archive CESR Document PDF
137.69 KB
09/07/2009 09-590 MiFID Supervisory Briefing- Information and reporting to clients CESR Archive CESR Document PDF
151 KB
12/07/2007 06-562b Market Abuse Directive- Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market CESR Archive CESR Document PDF
119.25 KB		 This guidance develops the common understanding amongst CESR Members of the following issues: - What constitutes inside information? - When is it legitimate to delay the disclosure of inside information? - When does information relating to a client's pending orders constitute inside information? - Insider lists in multiple jurisdictions This guidance is accompanied by a press release and a feedback statement.
03/06/2005 05-365 MAD AMPs- Frequently Asked Questions CESR Archive Q&A PDF
55.99 KB
17/12/2021 JC 2021 19 Joint Committee Q&As relating to the Securitisation Regulation Securitisation Q&A PDF
337.6 KB
15/03/2000 00-FESCO-A Implementation of Article 11 of the ISD: Categorisation of investors for the purpose of Conduct of Business Rules CESR Archive CESR Document PDF
62.07 KB
30/04/2008 3L3 IA guidelines Impact assessment guidelines for EU Lamfalussy level 3 committees CESR Archive CESR Document PDF
629.67 KB
20/12/2010 10-1319 Guidelines- Transition from the Simplified Prospectus to the Key Investor Information document CESR Archive CESR Document PDF
136.11 KB
20/12/2010 10-1318 Guidelines- Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Archive CESR Document PDF
198.56 KB
28/07/2010 10-788 Guidelines- Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Archive CESR Document PDF
357.18 KB
27/02/2009 09-178 Guidelines- Risk management principles for UCITS CESR Archive CESR Document PDF
113.6 KB
04/06/2010 10-347 Guidelines- Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Archive CESR Document PDF
535.72 KB
02/07/2010 10-673 Guidelines- Methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information Document CESR Archive CESR Document PDF
191.76 KB
02/07/2010 10-674 Guidelines- Methodology for calculation of the ongoing charges figure in the Key Investor Information Document CESR Archive CESR Document PDF
106.22 KB
17/07/2007 07-434 Guidelines- Level 3 guidelines on the classification of hedge fund indices as financial indice CESR Archive CESR Document PDF
86.92 KB
04/06/2010 10-331 Guidelines- Implementation of the Central Repository (CEREP) CESR Archive CESR Document PDF
185.24 KB
19/05/2010 10/049 Guidelines- Common definition of European money market funds CESR Archive CESR Document PDF
206.83 KB
29/05/2007 07-301 Guidelines- CESR Level 3 Guidelines on MiFID Transaction reporting CESR Archive CESR Document PDF
84.97 KB
24/09/2008 3L3 19/09 M&A Guidelines for the prudential assessment of Mergers and Acquisitions- slides presented at the open hearing on 19 September 2008 CESR Archive CESR Document PDF
237.02 KB

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